David L. Andrews

SEQUOIA WEALTH MANAGEMENT

SOUTH BARRINGTON, IL 60010

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CRD#: 2295408

Professional summary

David Lawrence Andrews, CFP®, who also goes by David Andrews, is a registered financial advisor currently at SEQUOIA WEALTH MANAGEMENT, LLC located in South Barrington, Illinois and LPL FINANCIAL LLC located in Barriington, Illinois.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Andrews

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/23/2011 - One Resource Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% 2. 03/17/2014 - Ironwood Family Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 03/23/2015 - Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 03/10/2015 - 40 Hours Per Month/ 40 Hours During Trading 4. 02/12/2018 - Ironwood Family Wealth Advisors - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 03/01/2018 - 1 Hour Per Month/ 0 Hours During Trading 5. 07/13/2023 - Ironwood Healthcare Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/10/2023 - 5 Hours Per Month/ 1 Hour During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lawrence Andrews's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

March 20, 2015 - Present

SEQUOIA WEALTH MANAGEMENT, LLC

Office #1: 200 Applebee Street Suite 208, South Barrington, IL 60010

RIA

CRD#: 170543

SOUTH BARRINGTON, IL

Current

April 29, 2010 - Present

LPL FINANCIAL LLC

Office #1: 200 Applebee St Ste 208, Barriington, IL 60010-3060

RIA

CRD#: 6413

Barriington, IL

Past

April 29, 2010 - September 8, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

BARRIINGTON, IL

Past

October 1, 2008 - May 3, 2010

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

CHICAGO, IL

Past

October 1, 2008 - May 3, 2010

J.P. MORGAN SECURITIES LLC

CRD#: 79

CHICAGO, IL

Past

September 27, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

CHICAGO, IL

Past

July 1, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

CHICAGO, IL

Past

August 9, 2002 - September 27, 2006

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

ELK GROVE VILLAGE, IL

Past

June 25, 1998 - July 1, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

ELK GROVE VILLAGE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEQUOIA WEALTH MANAGEMENT, LLC

CRD#: 170543 / SEC#: 801-80362

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(4/7/2015)

Florida
(10/16/2013)

Illinois
(4/29/2010)

IAR

Illinois
(3/20/2015)

Indiana
(6/11/2010)

Minnesota
(12/23/2020)

Texas
(1/7/2014)

Wisconsin
(1/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/19/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/4/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/24/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/20/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SEQUOIA WEALTH MANAGEMENT, LLC

CRD#: 170543 / SEC#: 801-80362

RIA

Registered Investment Advisory firm - (10/1/2014 Approved)

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Contact information

Main Address

200 Applebee St Suite 208, Barrington, IL 60010

Mailing Address

Phone number

(847) 310-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/14/2025)

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts	2,698
AUM (Assets Under Management)	$ 514,331,206

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David L. Andrews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lawrence Andrews's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

SEQUOIA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/19/1998

Series 65

Date: 11/4/1992

SIE

Date: 10/1/2018

Series 7

Date: 7/24/2002

Series 6

Date: 6/20/1998

FINRA

Current Firm

SEQUOIA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEQUOIA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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