Mark S. Jacobs
Professional summary
Mark Stuart Jacobs is a registered financial professional currently at XNERGY FINANCIAL LLC located in San Diego, California.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Stuart Jacobs's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2016 - Present
XNERGY FINANCIAL LLC
March 5, 2015 - January 11, 2016
OSAIC SERVICES, INC.
February 7, 2015 - January 11, 2016
OSAIC SERVICES, INC.
June 15, 2009 - June 13, 2014
MSI FINANCIAL SERVICES, INC.
August 14, 1998 - November 5, 1998
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
April 6, 1998 - December 30, 1998
FORTRESS FINANCIAL GROUP, LTD.
July 8, 1997 - April 9, 1998
NEXCORE CAPITAL, INC.
July 26, 1995 - June 17, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
May 25, 1994 - July 20, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
April 15, 1993 - February 2, 1994
CENTEX SECURITIES, INCORPORATED
February 26, 1993 - April 2, 1993
FIRST AFFILIATED SECURITIES
November 20, 1992 - January 22, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2016)
(12/23/2016)
Exams
FINRA
Current Firm
XNERGY FINANCIAL LLC
CRD#: 144436 / SEC#: , 8-67655
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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