Mark Stuart Jacobs
Professional Summary
Mark Stuart Jacobs is a registered financial advisor currently at XNERGY FINANCIAL LLC located in San Diego, California. Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
XNERGY FINANCIAL CORPORATION | XNERGY FINANCIAL LLC
Contact Information
Main Address
1801 Century Park East 25th Floor, Los Angeles, CA, 90067Mailing Address
1801 Century Park East 25th Floor, Los Angeles, CA, 90067Phone Number
(310) 552-0000Established
California since 12/15/2008Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/12/2016)
(12/23/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2009About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark Stuart Jacobs's CRS (Customer Relationship Summary).
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