Kim M. Cangelose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Marie Cangelose, who also goes by Kimmarie Cangelose, Kim Marie Dirosa, Kimmarie Dirosa, was a registered financial professional .
Kim is a previously registered financial professional and started their career in finance in 2002. Kim had worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2023 - May 6, 2024
PENTEGRA DISTRIBUTORS INC.
July 19, 2021 - March 21, 2023
LPL FINANCIAL LLC
January 11, 2021 - May 14, 2021
WADDELL & REED
October 6, 2011 - August 14, 2012
LPL FINANCIAL LLC
April 23, 2007 - September 27, 2011
JOHN HANCOCK DISTRIBUTORS LLC
September 9, 2004 - April 2, 2007
IVY DISTRIBUTORS, INC.
June 21, 2002 - April 2, 2007
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/11/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
