Glenn S. Goodstein

THE INVESTMENT HOUSE LLC

Del Mar, CA 92014

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CRD#: 2294989

Professional summary

Glenn Steven Goodstein is a registered financial advisor currently at THE INVESTMENT HOUSE LLC located in Del Mar, California.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Glenn has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GSG CAPITAL ADVISORS, OWNER/PRESIDENT. DEL MAR, CA. INVESTMENT RELATED. 08/1997 TO PRESENT. 50 HOURS PER MONTH, 2 HOURS PER DAY DURING TRADING HOURS. MG CAPTIAL PARTNERS, LLC, MANAGING MEMBER, DEL MAR, CA, INVESTMENT RELATED. 07/2016 TO PRESENT. 50 HOURS PER MONTH, 2 HOURS PER DAY DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Steven Goodstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2012 - Present

THE INVESTMENT HOUSE LLC

Office #1: 2190 Carmel Valley Road, Suite D, Del Mar, CA 92014

RIA

CRD#: 163493

Del Mar, CA

Past

January 24, 2012 - March 14, 2016

CARMEL CAPITAL PARTNERS, LLC

RIA

CRD#: 123907

SAN DIEGO, CA

Past

November 13, 2009 - November 20, 2012

FIRST WESTERN INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 128013

LOS ANGELES, CA

Past

April 14, 2004 - January 23, 2020

GSG CAPITAL ADVISORS, LLC

RIA

CRD#: 130179

CARLSBAD, CA

Past

August 11, 2003 - August 10, 2009

GKM ADVISERS, LLC

RIA

CRD#: 127774

CARLSBAD, CA

Past

September 4, 2002 - August 12, 2003

GKM ADVISERS INC.

RIA

CRD#: 108699

LOS ANGELES, CA

Past

February 24, 1995 - October 13, 2006

SAMUELS CHASE & CO., INC.

CRD#: 36699

SANTA YSABEL, CA

Past

January 18, 1993 - March 7, 1995

VANGUARD CAPITAL

CRD#: 22081

DEL MAR, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE INVESTMENT HOUSE LLC

CRD#: 163493 / SEC#: 801-76547

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/6/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/13/1993

General Securities Representative Examination

Current Firm

THE INVESTMENT HOUSE LLC

CRD#: 163493 / SEC#: 801-76547

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

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Contact information

Main Address

210 Avenue I Ste C, Redondo Beach, CA 90277

Mailing Address

5940 S. Rainbow Blvd Suite 400 Pmb 57150, Las Vegas, NV 89118-2507

Phone number

(310) 873-3021

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	556
AUM (Assets Under Management)	$ 1,951,065,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Glenn S. Goodstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Steven Goodstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARMEL CAPITAL PARTNERS, LLC

FIRST WESTERN INVESTMENT MANAGEMENT, INC.

GSG CAPITAL ADVISORS, LLC

GKM ADVISERS, LLC

GKM ADVISERS INC.

SAMUELS CHASE & CO., INC.

VANGUARD CAPITAL

Primary Firm SEC Registration

THE INVESTMENT HOUSE LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2012

Series 63

Date: 11/24/1992

Series 7

Date: 1/13/1993

Current Firm

THE INVESTMENT HOUSE LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE INVESTMENT HOUSE LLC

TRUST BUT VERIFY

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