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DB

Daniel J. Barnett

REVERE MERCHANT SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 2294762
DB

Professional summary


Daniel Joseph Barnett, who also goes by Daniel Barnett, is a registered financial professional currently at REVERE MERCHANT SECURITIES, LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 3 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Daniel Barnett

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Daniel Joseph Barnett's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 16, 2015 - Present

REVERE MERCHANT SECURITIES, LLC

Office #1: 560 Lexington Avenue 16th Floor, New York, NY 10022Office #2: 560 Lexington Avenue 16th Floor, New York, NY 10022
BD
CRD#: 171843
New York, NY
Past

June 25, 2009 - January 3, 2023

REVERE SECURITIES LLC

BD
CRD#: 14178
NEW YORK, NY
Past

September 19, 2006 - December 22, 2008

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
NEW YORK, NY
Past

March 16, 2004 - June 30, 2004

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
NEW YORK, NY
Past

July 21, 2000 - April 9, 2002

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
NEW YORK, NY
Past

December 14, 1998 - April 7, 2000

GEMINI FINANCIAL CORPORATION

BD
CRD#: 34626
NEW YORK, NY
Past

July 9, 1996 - November 9, 1998

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
BOCA RATON, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/15/2017)
RR
Connecticut
(3/9/2017)
RR
Massachusetts
(10/3/2023)
RR
New York
(1/23/2017)
RR
Rhode Island
(3/1/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 9/24/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 10/27/1992
National Commodity Futures Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RM
REVERE MERCHANT SECURITIES, LLC
REVERE MERCHANT SECURITIES, LLC

CRD#: 171843 / SEC#: , 8-69486

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
560 Lexington Avenue 16th Floor, New York, NY 10022
Mailing Address
560 Lexington Avenue 16th Floor, New York, NY 10022
Phone number
(646) 521-6260
Established
New York since 03/20/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
REVERE CAPITAL ADVISORS, LLCMEMBER
BARNETT, DANIEL JOSEPHCHAIRMAN2294762
WILDEMAN, GREGORY SCOTTCFO-FINOP, CHIEF COMPLIANCE OFFICER6332005

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REVERE MERCHANT SECURITIES, LLC

CRD#: 171843New York, NY 10022

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