Geoffrey P. Caber

INVESTMENT RESEARCH PARTNERS

Lemont, PA 16851

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CRD#: 2294747

Professional summary

Geoffrey Patrick Caber, AIF® is a registered financial advisor currently at INVESTMENT RESEARCH PARTNERS located in Lemont, Pennsylvania and AVAIL INVESTMENT PARTNERS, LLC located in Lemont, Pennsylvania.

Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Geoffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Avail Investment Partners, LLC. 801-1 Pike Street, Lemont PA 16851. RIA. TITLE:Partner, IAR, START 08/2021. 180 HRS./MONTH, 146 HOURS DURING TRADING HOURS. DUTIES: MANAGE ACCOUNTS FOR A REGISTERED INVESTMENT ADVISOR. 2. PKSF; INVESTMENT RELATED; 08/09/2017; 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE AGENT; 2 HOURS/MONTH; 2 HOURS/MONTH DURING SECURITIES HOURS; ASSIST CLIENTS WITH THEIR INSURANCE NEEDS. 3. Investment Research Partners, LLC. Investment Related. 801-1 Pike Street, Lemont PA 16851. Investment Consulting. Member. Start 05/2019. 40 hours per week, 30 during trading. Research, portfolio strategy, markets, proposals, etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Patrick Caber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 17, 2019 - Present

INVESTMENT RESEARCH PARTNERS

Office #1: 801-1 Pike Street, Lemont, PA 16851

RIA

CRD#: 304315

Lemont, PA

Current

October 8, 2021 - Present

AVAIL INVESTMENT PARTNERS, LLC

Office #1: 801-1 Pike Street, Lemont, PA 16851

RIA

CRD#: 315678

Lemont, PA

Current

August 3, 2022 - Present

ABUNDANCE WEALTH COUNSELORS, LLC

Office #1: 232 Regent Court, State College, PA 16801

RIA

CRD#: 111740

State College, PA

Past

January 14, 2019 - November 19, 2021

COMPASS INVESTMENTS LLC

RIA

CRD#: 141323

WILLIAMSPORT, PA

Past

June 21, 2017 - January 8, 2019

ABUNDANCE WEALTH COUNSELORS, LLC

RIA

CRD#: 111740

STATE COLLEGE, PA

Past

April 29, 2005 - December 31, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Williamsport, PA

Past

August 7, 2003 - March 5, 2004

VALLEY FORGE ASSET MANAGEMENT, LLC

CRD#: 7438

KING OF PRUSSIA, PA

Past

April 30, 2001 - June 19, 2002

SAFEGUARD SECURITIES, INC.

CRD#: 31256

MAYFIELD HEIGHTS, OH

Past

July 8, 1993 - December 21, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABUNDANCE WEALTH COUNSELORS, LLC

CRD#: 111740 / SEC#: 801-60373

RIA

Registered Investment Advisory firm - (6/25/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/15/2022)

IAR

Pennsylvania
(7/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/12/1996

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/6/1993

General Securities Representative Examination

Current Firm

ABUNDANCE WEALTH COUNSELORS, LLC

CRD#: 111740 / SEC#: 801-60373

RIA

Registered Investment Advisory firm - (6/25/2001 Approved)

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Contact information

Main Address

232 Regent Court, State College, PA 16801

Mailing Address

Phone number

(814) 861-3810

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,725
AUM (Assets Under Management)	$ 1,299,669,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Geoffrey P. Caber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Patrick Caber's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVAIL INVESTMENT PARTNERS, LLC

ABUNDANCE WEALTH COUNSELORS, LLC

COMPASS INVESTMENTS LLC

ABUNDANCE WEALTH COUNSELORS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

VALLEY FORGE ASSET MANAGEMENT, LLC

SAFEGUARD SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ABUNDANCE WEALTH COUNSELORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/1998

Series 63

Date: 7/12/1993

SIE

Date: 10/1/2018

Series 3

Date: 2/12/1996

Series 7

Date: 7/6/1993

Current Firm

ABUNDANCE WEALTH COUNSELORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

ABUNDANCE WEALTH COUNSELORS, LLC

TRUST BUT VERIFY

Contact information

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