RR
Ronald M. Robins
BEACON FINANCIAL ADVISORS
Rye Brook, NY 10573-1360
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CRD#: 2294445
RR
Professional summary
Ronald M Robins, AIF® is a registered financial advisor currently at BEACON FINANCIAL ADVISORS located in Rye Brook, New York.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Ronald has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE SALES, INVESTMENT RELATED, 800 WESTCHESTER AVE RYE BROOK NY 10573, LICENSED AGENT; STARTED 1992; 2 HRS PER MONTH DURING TRADING; ACTING AS AGENT TO INSURANCE CLIENTS. 2. FAMILY STEWARDS INC; INVESTMENT RELATED, 800 WESTCHESTER AVE RYE BROOK NY 10573; PRESIDENT/OWNER; STARTED 07/2021; 64 HRS PER MONTH DURING TRADING; ENTITY FOR RECEIVING REVENUE FROM IAR ACTIVITIES THROUGH BEACON AND FIXED INSURANCE SALES. 3. YANKEE COINS, INC; NOT INVESTMENT RELATED; SONS COIN COLLECTING ENTITY; OFFICER; STARTED APPROX. 2002; ZERO HOURS DEVOTED; NO DUTIES CURRENTLY.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald M Robins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 30, 2005 - Present
BEACON FINANCIAL ADVISORS
Office #1: 800 Westchester Avenue Suite 641 North, Rye Brook, NY 10573-1360RIA
CRD#: 119672
Rye Brook, NY
Past
February 2, 2000 - August 7, 2015
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
RYE BROOK, NY
Past
November 1, 1995 - February 4, 2000
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
June 15, 1993 - November 2, 1995
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
December 23, 1992 - June 11, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BEACON FINANCIAL ADVISORS
BEACON FINANCIAL ADVISORS | BEACON FINANCIAL ADVISORS, INC.
CRD#: 119672 / SEC#: 801-77929
RIA
Registered Investment Advisory firm - (4/12/2013 Approved)Connecticut
Registered Investment Advisory firm - (4/16/2013 Terminated)New Jersey
Registered Investment Advisory firm - (5/8/2013 Terminated)New York
Registered Investment Advisory firm - (4/16/2013 Terminated)Texas
Registered Investment Advisory firm - (4/16/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(1/3/2023)
IAR
Texas(9/20/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BF
BEACON FINANCIAL ADVISORS
BEACON FINANCIAL ADVISORS | BEACON FINANCIAL ADVISORS, INC.
CRD#: 119672 / SEC#: 801-77929
RIA
Registered Investment Advisory firm - (4/12/2013 Approved)Connecticut
Registered Investment Advisory firm - (4/16/2013 Terminated)New Jersey
Registered Investment Advisory firm - (5/8/2013 Terminated)New York
Registered Investment Advisory firm - (4/16/2013 Terminated)Texas
Registered Investment Advisory firm - (4/16/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
800 Westchester Avenue Suite 641 North, Rye Brook, NY 10573-1360
Mailing Address
Phone number
(914) 872-4040
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 353 |
| AUM (Assets Under Management) | $ 199,574,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 01/24/2024 |
Red Flags
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Company Information
BEACON FINANCIAL ADVISORS
CRD#: 119672Rye Brook, NY 10573-1360TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
