Mark L. Seffinger
Professional summary
Mark Lawrence Seffinger, who also goes by Mark Lawrence Seffinger, Mark Seffinger, is a registered financial professional currently at SOFI SECURITIES LLC located in Greenville, Delaware.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 8 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Lawrence Seffinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2024 - Present
SOFI SECURITIES LLC
Office #1: 500 Dupont Field Blvd St 100, Greenville, DE 19807April 4, 2023 - October 30, 2023
LPL ENTERPRISE, LLC
April 19, 2021 - October 30, 2023
LPL FINANCIAL LLC
September 13, 2012 - May 7, 2021
BARCLAYS CAPITAL INC.
October 30, 2002 - August 28, 2012
DEUTSCHE BANK SECURITIES INC.
March 1, 2002 - October 16, 2002
ABN AMRO INCORPORATED
September 5, 1997 - March 1, 2002
ABN AMRO SECURITIES LLC
July 2, 1993 - July 29, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SOFI SECURITIES LLC
CRD#: 151717 / SEC#: , 8-68389
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
SOFI SECURITIES LLC
CRD#: 151717Greenville, DE 19807TRUST BUT VERIFY
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