David L. Cooperman
Professional summary
David Louis Cooperman, who also goes by David L Cooperman, David Cooperman, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Short Hills, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Louis Cooperman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2016 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 101 John F. Kennedy Parkway, Short Hills, NJ 07078June 2, 2015 - March 11, 2016
THE VERTICAL GROUP
January 2, 2014 - June 1, 2015
VANDHAM SECURITIES CORP.
December 3, 2012 - May 28, 2013
IMPERIAL CAPITAL, LLC
October 21, 2010 - November 21, 2012
UBS SECURITIES LLC
September 9, 2002 - August 12, 2010
JEFFERIES LLC
May 5, 1999 - June 25, 2002
HERZOG, HEINE, GEDULD, LLC
November 11, 1996 - March 1, 1999
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2016)
(3/24/2016)
(3/24/2016)
(1/2/2025)
(3/24/2016)
(3/24/2016)
Exams
Series 55
Date: 7/24/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
