Alka G. Oberoi

LEADING EDGE WEALTH MANAGEMENT

Rolling Meadows, IL 60008

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CRD#: 2293056

Professional summary

Alka G. Oberoi, AIF®, who also goes by Alka Bagga, Alka Oberoi, is a registered financial advisor currently at LEADING EDGE WEALTH MANAGEMENT, LLC located in Rolling Meadows, Illinois.

Alka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Alka has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alka Bagga | Alka Oberoi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RIA, PRINCIPAL OF LEADING EDGE WEALTH MANAGEMENT; FEBRUARY 2009; 30 HRS/WEEK DURING MARKET HOURS; INVESTMENT-RELATED. 3. FIXED LIFE INSURANCE PRODUCTS; FEBRUARY 2009; 5 HRS/WEEK DURING MARKET HOURS; Retirement Income & Comprehesive Planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alka G. Oberoi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 15, 2009 - Present

LEADING EDGE WEALTH MANAGEMENT, LLC

Office #1: 1600 Golf Road Suite 1200, Rolling Meadows, IL 60008

RIA

CRD#: 148787

Rolling Meadows, IL

Past

February 28, 2012 - April 30, 2019

LEIGH BALDWIN & CO., LLC

CRD#: 38751

SCHAUMBURG, IL

Past

June 22, 2009 - March 2, 2012

OMNIVEST, INC.

CRD#: 13396

SCHAUMBERG, IL

Past

July 18, 2008 - May 8, 2009

BREWER INVESTMENT ADVISORS LLC

RIA

CRD#: 134631

CHICAGO, IL

Past

July 18, 2008 - May 8, 2009

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558

SCHAUMBURG, IL

Past

February 7, 1996 - July 18, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ST. CHARLES, IL

Past

March 4, 1993 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 4, 1993 - July 18, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ST. CHARLES, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(3/27/2009)

IAR

Florida
(2/19/2009)

IAR

Illinois
(1/15/2009)

IAR

Texas
(2/3/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/27/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/1993

General Securities Representative Examination

Current Firm

LEADING EDGE WEALTH MANAGEMENT, LLC

CRD#: 148787 / SEC#:

Alabama

Registered Investment Advisory firm - (3/27/2009 Approved)

Florida

Registered Investment Advisory firm - (2/19/2009 Approved)

Illinois

Registered Investment Advisory firm - (1/15/2009 Approved)

Texas

Registered Investment Advisory firm - (1/27/2009 Approved)

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Contact information

Main Address

1600 Golf Road Suite 1200, Rolling Meadows, IL 60008

Mailing Address

Phone number

(847) 387-5555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	277
AUM (Assets Under Management)	$ 44,545,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alka G. Oberoi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alka G. Oberoi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

OMNIVEST, INC.

BREWER INVESTMENT ADVISORS LLC

BREWER FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/1998

Series 63

Date: 11/27/1992

SIE

Date: 10/1/2018

Series 7

Date: 3/1/1993

Current Firm

LEADING EDGE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEADING EDGE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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