Alka G. Oberoi
AIF®Professional Summary
Alka G. Oberoi, AIF®, who also goes by Alka Bagga, Alka Oberoi, is a registered financial advisor currently at LEADING EDGE WEALTH MANAGEMENT, LLC located in Rolling Meadows, Illinois. Alka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Alka has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alka Bagga, Alka Oberoi
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
LEADING EDGE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
1600 Golf Road Suite 1200, Rolling Meadows, IL 60008Phone Number
(847) 387-5555# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
201AUM (Assets Under Management)
$43,733,800Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/27/2009)
(2/19/2009)
(1/15/2009)
(2/3/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Alka G. Oberoi's CRS (Customer Relationship Summary).
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