Laura E. Dealy
Professional summary
Laura Estelle Dealy, CFA, who also goes by Laura E. Dealy, Laura M Horan, Laura Moran Horan, Laura E Moran, Laura Estelle Moran, is a registered financial advisor currently at MANNING & NAPIER ADVISORS, LLC located in Springville, New York and MANNING & NAPIER INVESTOR SERVICES, INC. located in Fairport, New York.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Laura has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laura Estelle Dealy's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2008 - Present
MANNING & NAPIER ADVISORS, LLC
March 24, 2008 - Present
MANNING & NAPIER INVESTOR SERVICES, INC.
Office #1: 290 Woodcliff Drive, Fairport, NY 14450November 29, 2007 - March 11, 2008
HSBC SECURITIES (USA) INC.
January 1, 2005 - March 11, 2008
HSBC SECURITIES (USA) INC.
February 3, 2000 - January 1, 2005
HSBC BROKERAGE (USA) INC.
April 28, 1994 - January 14, 2000
HAROLD C. BROWN & CO., INC.
February 1, 1993 - April 27, 1993
ADVEST, INC.
Primary Firm SEC Registration
MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/29/2018)
(1/5/2011)
(3/31/2008)
(3/31/2008)
(11/29/2017)
(7/29/2021)
(3/31/2008)
(3/31/2008)
(5/24/2010)
(3/31/2008)
(1/15/2020)
(10/1/2025)
(3/31/2008)
(11/30/2022)
(8/28/2009)
(3/31/2008)
(10/17/2014)
(3/1/2018)
(8/3/2022)
(3/31/2008)
(2/2/2023)
(3/24/2008)
(7/27/2021)
(3/31/2008)
(3/31/2008)
(7/17/2008)
(10/1/2025)
(3/31/2008)
(6/9/2022)
(3/31/2008)
(11/29/2017)
(5/4/2012)
(5/4/2012)
(11/30/2022)
(3/4/2024)
(2/4/2010)
(8/17/2020)
(3/31/2008)
(3/31/2008)
Exams
FINRA
Current Firm
MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,279 |
| AUM (Assets Under Management) | $ 18,406,580,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/23/2024 | ||
| 12/21/2023 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
