DC
Diana M. Corujo-ramsey
NPA ASSET MANAGEMENT
SAN JUAN, PR 00918
Some features on this profile are disabled
CRD#: 2291921
DC
Professional summary
Diana M Corujo-ramsey, who also goes by Diana M Corujo, Diana Corujo, is a registered financial advisor currently at NPA ASSET MANAGEMENT, LLC located in San Juan, and NATIONWIDE PLANNING ASSOCIATES INC. located in San Juan, .
Diana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Diana has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Diana M Corujo | Diana Corujo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DIANA M CORUJO/CORUJO FINANCIAL MANAGEMENT 452 PONCE DE LEON AVE. SUITE 404 SAN JUAN, PR 00918 CATEGORY: INSURANCE INVESTMENT-RELATED:YES TITLE: AGENT DUTIES: OFFERING PROPERTY & CASUALTY INSURANCE, ACCIDENT & HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, INDEXED ANNUITIES, LONG TERM CARE INSURANCE, PREMIUM FINANCING (FIXED INSURANCE), CANCER INSURANCE AND TERM LIFE INSURANCE, FIXED UNIVERSAL LIFE INSURANCE, EQUITY INDEXED ANNUITIES , AND TRADITIONAL FIXED LIFE INSURANCE. START DATE:12/1/1994 HOURS PER MONTH: 160 2)RETIREMENT VALUABLE SOLUTIONS LLC/ 452 PONCE DE LEON AVE. SUITE 404 SAN JUAN, P.R. 00918 CATEGORY:LLC INVESTMENT-RELATED:NO TITLE: SOLE OWNER DUTIES:CHECKWRITING/EXPENSE MANAGEMENT START DATE:11/7/2006 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS:0 3) DAMAGE INSPECTOR, GIUSTI ST, GUAYNABO PR CATEGORY: SERVICE INDUSTRY INVESTMENT RELATED: NO TITLE: SELF DUTIES: INSPECT PROPERTY DAMAGE START DATE: 11/2017 HOURS PER MONTH: 76 HOURS PER MONTH DURING TRADING HOURS 4. US POWER SQUADRON MEETINGS POSITION: SECRETARY START DATE: 10/26/2025 INVESTMENT RELATED: NO DUTIES: KEEP OFFICIAL LOG OF ATTENDANCE, MAINTAIN AN UP TO DATE MAILING LIST FOR MEETING NOTICES AND SQUADRON COMMUNICATIONS, HAVE CUSTODY OF OFFICIAL COPY OF SQUADRON BYLAWS AND KEEP IT UP TO DATE NO COMPENSATION, VOLUNTARY WORK
CRS (Client Relationship Summary) - RIA
Click below to view Diana M Corujo-ramsey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
NPA ASSET MANAGEMENT, LLC
Office #1: 452 Ponce De Leon Ave Ste 404, San Juan, PR 00918RIA
CRD#: 131534
SAN JUAN, PR
Current
March 31, 2025 - Present
NATIONWIDE PLANNING ASSOCIATES INC.
Office #1: 452 Ponce De Leon Ave Ste 404, San Juan, PR 00918BD
CRD#: 31029
San Juan, PR
Past
January 24, 2025 - April 8, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SAN JUAN, PR
Past
January 24, 2025 - April 8, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
SAN JUAN, PR
Past
July 6, 2011 - January 24, 2025
OSAIC FS, INC.
RIA
CRD#: 3870
SAN JUAN, PR
Past
June 16, 2011 - June 16, 2011
OSAIC FS, INC.
RIA
CRD#: 3870
SAN JUAN, PR
Past
September 5, 2001 - January 24, 2025
OSAIC FS, INC.
BD
CRD#: 3870
SAN JUAN, PR
Past
October 5, 1998 - September 7, 2001
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
October 12, 1994 - October 19, 1998
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NPA ASSET MANAGEMENT, LLC
NPA ASSET MANAGEMENT, LLC
CRD#: 131534 / SEC#: 801-66006
RIA
Registered Investment Advisory firm - (2/23/2006 Approved)New Jersey
Registered Investment Advisory firm - (8/12/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/31/2025)
RR
Florida(3/31/2025)
RR
Georgia(3/31/2025)
RR
Maryland(3/31/2025)
RR
New Jersey(3/31/2025)
RR
North Carolina(5/7/2025)
RR
Pennsylvania(3/31/2025)
RR
Puerto Rico(3/31/2025)
IAR
Puerto Rico(3/31/2025)
RR
Texas(3/31/2025)
RR
Virginia(3/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NPA ASSET MANAGEMENT, LLC
NPA ASSET MANAGEMENT, LLC
CRD#: 131534 / SEC#: 801-66006
RIA
Registered Investment Advisory firm - (2/23/2006 Approved)New Jersey
Registered Investment Advisory firm - (8/12/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410
Mailing Address
Phone number
(201) 476-0029
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,855 |
| AUM (Assets Under Management) | $ 1,009,851,764 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
