Scott D. Sprandel
Professional summary
Scott D Sprandel, who also goes by Scott Donald Sprandel Jr, Scott Donald Sprandel, is a registered financial advisor currently at ZACKS INVESTMENT MANAGEMENT, INC. located in Chicago, Illinois and LBMZ SECURITIES, INC. located in Chicago, Illinois.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Scott has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott D Sprandel's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2015 - Present
ZACKS INVESTMENT MANAGEMENT, INC.
Office #1: 101 N. Wacker Drive Suite 1500, Chicago, IL 60606February 9, 2016 - Present
LBMZ SECURITIES, INC.
Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606May 23, 2001 - August 30, 2002
STATE FARM VP MANAGEMENT CORP.
October 12, 1998 - March 27, 2001
WELLS FARGO CLEARING SERVICES, LLC
December 3, 1996 - October 14, 1998
JOHN DAWSON & ASSOCIATES, INC.
October 26, 1995 - November 18, 1996
AMERICAN INVESTMENT SERVICES, INC.
February 3, 1994 - November 15, 1995
STEIN, SHORE SECURITIES, INC.
Primary Firm SEC Registration
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2023)
(1/9/2017)
(1/5/2017)
(5/16/2023)
(9/23/2016)
(1/24/2017)
(4/8/2016)
(1/17/2017)
(5/9/2023)
(1/9/2017)
(1/11/2017)
(1/6/2017)
(8/12/2015)
(2/18/2016)
(1/13/2017)
(1/9/2017)
(1/20/2017)
(5/9/2023)
(5/9/2023)
(5/9/2023)
(1/9/2017)
(3/6/2017)
(1/9/2017)
(4/19/2016)
(5/10/2023)
(1/25/2017)
(1/6/2017)
(1/9/2017)
(1/12/2017)
(1/6/2017)
(5/9/2023)
(1/6/2017)
(1/31/2017)
(1/11/2017)
(5/15/2023)
(1/6/2017)
(1/11/2017)
(1/11/2017)
(1/6/2017)
(5/18/2023)
(1/6/2017)
(1/6/2017)
(1/6/2017)
(7/11/2023)
(4/26/2016)
(1/10/2017)
(5/11/2023)
(5/9/2023)
(4/18/2016)
(5/15/2023)
(1/6/2017)
(5/15/2023)
Exams
FINRA
Current Firm
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,050 |
| AUM (Assets Under Management) | $ 12,414,372,511 |
Red Flags
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