LS
Linda Stewart
CASSADAY & COMPANY
Mclean, VA 22102
Some features on this profile are disabled
CRD#: 2291666
LS
Professional summary
Linda Stewart, who also goes by Linda Ann Stewart, is a registered financial advisor currently at CASSADAY & COMPANY, INC. located in Mclean, Virginia and OSAIC WEALTH, INC. located in Mclean, Virginia.
Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Linda has worked at 4 firms and has passed the Series 66, Series 63, Series 72, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Linda Ann Stewart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Linda Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2022 - Present
CASSADAY & COMPANY, INC.
Office #1: 8180 Greensboro Drive Suite 1180, Mclean, VA 22102RIA
CRD#: 317672
Mclean, VA
Current
January 23, 1995 - Present
OSAIC WEALTH, INC.
Office #1: 8180 Greensboro Dr. Suite 1180, Mclean, VA 22102RIA
BD
CRD#: 23131
Mclean, VA
Past
May 9, 2017 - January 4, 2022
CASSADAY & CO INC
RIA
CRD#: 106566
MCLEAN, VA
Past
October 16, 1992 - February 6, 1995
FINANCIAL NORTHEASTERN SECURITIES, INC.
BD
CRD#: 17007
FAIRFIELD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CASSADAY & COMPANY, INC.
CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.
CRD#: 317672 / SEC#: 801-122868
RIA
Registered Investment Advisory firm - (12/16/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/11/2004)
RR
Alaska(5/11/2004)
RR
Arizona(5/11/2004)
RR
Arkansas(4/6/2009)
RR
California(5/11/2004)
RR
Colorado(5/11/2004)
RR
Connecticut(5/11/2004)
RR
Delaware(5/11/2004)
RR
District of Columbia(5/11/2004)
RR
Florida(5/11/2004)
RR
Georgia(5/11/2004)
RR
Hawaii(2/10/2014)
RR
Idaho(9/28/2011)
RR
Illinois(5/11/2004)
RR
Indiana(2/10/2014)
RR
Iowa(2/10/2014)
RR
Kansas(7/11/2011)
RR
Kentucky(5/11/2004)
RR
Louisiana(7/30/2015)
RR
Maine(10/1/2007)
RR
Maryland(5/11/2004)
RR
Massachusetts(5/11/2004)
RR
Michigan(5/11/2004)
RR
Minnesota(5/11/2004)
RR
Mississippi(7/26/2005)
RR
Missouri(9/13/2010)
RR
Montana(9/5/2007)
RR
Nebraska(1/11/2017)
RR
Nevada(2/15/2008)
RR
New Hampshire(5/11/2004)
RR
New Jersey(5/11/2004)
RR
New Mexico(4/6/2009)
RR
New York(5/11/2004)
RR
North Carolina(5/12/2004)
RR
Ohio(5/11/2004)
RR
Oklahoma(11/2/2022)
RR
Oregon(5/11/2004)
RR
Pennsylvania(5/11/2004)
RR
Rhode Island(2/7/2024)
RR
South Carolina(6/22/2004)
RR
South Dakota(7/9/2012)
RR
Tennessee(4/19/2023)
RR
Texas(5/11/2004)
RR
Utah(5/11/2004)
RR
Vermont(5/21/2004)
RR
Virginia(1/23/1995)
IAR
Virginia(1/3/2022)
RR
Washington(5/11/2004)
RR
West Virginia(5/11/2004)
RR
Wisconsin(11/2/2022)
RR
Wyoming(11/2/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
C&
CASSADAY & COMPANY, INC.
CASSADAY & CO WEALTH MANAGEMENT LLC | CASSADAY & COMPANY, INC.
CRD#: 317672 / SEC#: 801-122868
RIA
Registered Investment Advisory firm - (12/16/2021 Approved)PREMIUM
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Contact information
Main Address
8180 Greensboro Drive Suite 1180, Mclean, VA 22102
Mailing Address
Phone number
(703) 506-8200
Established
Firm type
Fiscal year end
# of Employees
97
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,267 |
| AUM (Assets Under Management) | $ 7,138,784,240 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
