Matthew F. Tarkenton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Francis Tarkenton was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1999. Matthew had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2015 - October 6, 2017
INDEPENDENT INVESTMENT BANKERS, CORP.
October 6, 2010 - January 13, 2015
BRIDGE CAPITAL ASSOCIATES, INC.
December 15, 2008 - January 14, 2009
R & G SECURITIES, LLC
December 8, 2008 - April 28, 2009
AVENTURA CAPITAL MANAGEMENT, LLC
December 11, 2006 - December 7, 2007
KCD FINANCIAL, INC.
November 13, 2006 - December 7, 2007
KCD FINANCIAL, INC.
May 21, 2003 - November 29, 2004
WILMINGTON TRUST INVESTMENT MANAGEMENT
September 12, 2002 - November 29, 2004
WILMINGTON TRUST INVESTMENT MANAGEMENT
May 3, 2000 - May 13, 2002
J.P. MORGAN SECURITIES INC.
November 16, 1999 - April 26, 2000
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEPENDENT INVESTMENT BANKERS, CORP.
CRD#: 154134 / SEC#: , 8-68609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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