Christopher W. Edgar
Professional summary
Christopher Wallace Edgar, who also goes by Chris Edgar, Christopher Edgar, is a registered financial professional currently at STONEX FINANCIAL INC. located in Stamford, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 14 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Wallace Edgar's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2019 - Present
STONEX FINANCIAL INC.
Office #1: 850 Canal Street 3rd Floor, Stamford, CT 06902August 11, 2017 - June 20, 2019
COWEN PRIME SERVICES LLC
July 23, 2014 - December 31, 2017
COWEN EXECUTION SERVICES LLC
January 2, 2009 - September 2, 2014
CONVERGEX PRIME SERVICES LLC
February 16, 2007 - December 31, 2008
SOURCE CAPITAL GROUP, INC.
March 22, 2001 - May 31, 2005
HEDGEWORLD MARKETS USA, INC.
October 13, 1999 - February 16, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 1999 - September 1, 1999
VOYA FINANCIAL ADVISORS, INC.
November 19, 1998 - April 14, 1999
CCP GROUP INC.
October 29, 1996 - November 13, 1998
MERIT CAPITAL ASSOCIATES, INC.
September 19, 1996 - October 11, 1996
HILL THOMPSON MAGID & CO., INC.
June 20, 1994 - January 3, 1995
MID ATLANTIC INVESTOR SERVICES, INC.
March 4, 1993 - July 8, 1994
SHAMROCK PARTNERS, LTD
January 28, 1993 - March 11, 1993
MELHADO, FLYNN & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2019)
(7/17/2023)
(6/25/2019)
(6/25/2019)
(6/25/2019)
(5/18/2022)
(6/25/2019)
(6/25/2019)
(4/25/2022)
(6/25/2019)
(6/25/2019)
(6/25/2019)
(6/25/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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