Carl I. ". Fuhrmann
Some features on this profile are disabled
CRD#: 2291533
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl I. "triple" Fuhrmann III, who also goes by Carl Fuhrman, Carl (triple) Fuhrmann, Carl Ira Fuhrmann III, Triple Fuhrmann, was a registered financial professional .
Carl I. is a previously registered financial professional and started their career in finance in 1993. Carl I. had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Institutional consulting
Trading individual securities
Philanthropic services
Executive services/Equity comp...
Financial planning
Trust & estate planning
Loans/credit services
Insurance
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
No
Aliases
Carl Fuhrman | Carl (triple) Fuhrmann | Carl Ira Fuhrmann Iii | Triple Fuhrmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OUTSIDE BUSINESS ORGANIZATION: FIRST PRESBYTERIAN CHURCH ADDRESS OF BUSINESS: 505 S. ALAMO, SAN ANTONIO, TX 78205 NATURE OF BUSINESS:STEWARDSHIP AND FINANCE COMMITTEE POSITION, TITLE, ASSOCIATION: SUBCOMMITTEE MEMBER START DATE OF RELATIONSHIP: 06/10/2008 NUMBER OF HOURS DEVOTED PER MONTH: 1-10 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: FINANCIAL OVERSIGHT I*83315 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TEXAS TECH UNIV RAWLS BUSINESS SCHOOL INVESTMENT RELATED: N ADDRESS OF BUSINESS: LUBBOCK, TEXAS 79407 NATURE OF BUSINESS: OTHER,IS IS A COMMITTEE THAT HELP WITH ANNUAL EVENT/GALA POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 07/01/2015 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS BEING ON A COMMITTE FOR 2016 SAN ANTONIO SCHLARSHIP COMMITTEE. I WILL BE HELPING GET ALUMNI INVOLVED WITH SCHLARSHIPS. I WILL BE INVOVED IN THE ANNUAL EVENT ON MARCH 3, 2016. I WILLNOT BE IN THE FUND RAISING PART OF THE COMMITTEE. JUST THE M I*41470 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TEXAS CAVALIERS CHARITABLE FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN ANTONIO, TEXAS 78209 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 1/1/2018 NUMBER OF HOURS DEVOTED: 10 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 DUTIES: ALL MENS GROUP IN SAN ANTONIO TEXAS THAT FOCUSES ON RAISING MONEY FOR CHILDREN ORGANIZATIONS IN SAN ANTONIO TEXAS. ONE FUNCTION IS THE SAN ANTONIO RIVER PARADE THAT HAPPENS DURING FIESTA
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 6, 2009 - March 11, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
SAN ANTONIO, TX
Past
March 6, 2009 - March 11, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
SAN ANTONIO, TX
Past
February 2, 1993 - June 29, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN ANTONIO, TX
Past
January 19, 1993 - June 29, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN ANTONIO, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MS
MORGAN STANLEY & CO. LLC
MORGAN STANLEY | MORGAN STANLEY DEAN WITTER | MORGAN STANLEY & CO., INCORPORATED | MORGAN STANLEY & CO. LLC | MORGAN STANLEY & CO. INCORPORATED
CRD#: 8209 / SEC#: , 8-15869
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1585 Broadway, New York, NY 10036-8293
Mailing Address
1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231
Phone number
(212) 761-4000
Established
Delaware since 12/03/1969
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
