KG
Kirk J. Gill
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CRD#: 2291503
KG
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk J Gill, who also goes by Kirk Gill, was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 1992. Kirk had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kirk Gill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)KIRK GILL AND DARNELL GILL ENTERPRISES LLP. PARTNER; AND PERSONAL INVESTMENT ACCOUNT; 7518 E. FELICITY PLACE, TUCSON AZ, 85750 NO COMPENSATION; SPENDS 3 HRS PER MONTH. INVESTMENT RELATED.
2) NOVEMBER, 2017-OWNER-HONOR ENTERPRISE FUNDING; 7548 E. FELICITY PLACE TUCSON AZ 85700; NON-INVESTMENT RELATED DBA ENTITY OFFERING COMMERCIAL LENDING, COMMERCIAL MORTGAGES, AND BALANCE SHEET LENDING. 40-60 HOURS PER MONTH, 1 HOUR DURING SECURITIES TRADING HOURS. DUTIES: REVIEW LENDING OPPORTUNITIES IN VARIOUS INDUSTRIES.
3) SINCE 1999, OWNER OF RENTAL PROPERTY LOCATED AT 4651 E. COACH LIGHT LN, TUCSON, AZ RENTAL INCOME NOT INVESTMENT RELATED. DUTIES OWN AND MAINTAIN PROPERTIES. DEVOTE 1 HOUR PER MONTH OUTSIDE OF SECURITIES TRADING HOURS.
4) AUGUST, 2018-OWNER-HONOR WEALTH MANAGEMENT COMPANY, LLC 3567 E. SUNRISE DR. #239, TUCSON, AZ. 85718. INVESTMENT RELATED DBA ENTITY OFFERING SECURITIES & INVESTMENT ADVISORY SERVICES. I DEVOTE 120 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS. BESIDES DUTIES WITH APPLICANT, OFFER ASSET AND ACCOUNT MANAGEMENT AND OTHER INVESTMENT ADVISORY SERVICES.
5) JUNE, 2018-INVESTMENT ADVISORY REPRESENTATIVE WITH TRIUMPH WEALTH ADVISORS, INC., 2230 TOWNE LAKE PKWY, BLDG 800; WOODSTOCK, GA. 30189. INVESTMENT RELATED REGISTERED INVESTMENT ADVISER FIRM (RIA) OFFERING ASSET AND ACCOUNT MANAGEMENT, AND OTHER INVESTMENT ADVISORY SERVICES. TOGETHER WITH DBA MENTIONED ABOVE DEVOTE 30 HOURS PER MONTH TO THIS BUSINESS, ALL DURING SECURITIES TRADING HOURS. DUTIES INCLUDED OFFERING CLIENTS ACCOUNT & ASSET MANAGEMENT AND INVESTMENT PLANS.
6) AUGUST, 2018-OWNER-HONOR ESTATE INSURANCE & ANNUITY SPECIALISTS, LLC, 7548 E. FELICITY PLACE, TUCSON, AZ. 85750. INVESTMENT RELATED DBA ENITITY OFFERING VARIOUS TYPES OF FIXED/INDEXED ANNUITIES AND LIFE INSURANCE. DEVOTE 40-60 HOURS PER MONTH, 3 HOURS DURING SECURITIES TRADING HOURS. DUTIES: ANALYZE ESTATE LIABILITIES, CONSULT ON INSURANCE PLACEMENTS, REVIEW INCOME AND SUITABILITY NEEDS OF CLIENTS FOR PLACEMENT OF FIA CONTRACTS RELATIVE TO CLIENT'S SCENARIO.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 29, 2018 - May 30, 2024
TRIUMPH WEALTH ADVISORS, INC.
RIA
CRD#: 153175
Tucson, AZ
Past
June 6, 2018 - August 20, 2019
TAYLOR CAPITAL MANAGEMENT INC.
BD
CRD#: 43559
Tucson, AZ
Past
March 31, 2016 - June 7, 2018
FFEC WEALTH PARTNERS LLC
RIA
CRD#: 16507
Tucson, AZ
Past
March 31, 2016 - June 7, 2018
FFEC WEALTH PARTNERS LLC
BD
CRD#: 16507
Tucson, AZ
Past
June 1, 2009 - April 14, 2016
MORGAN STANLEY
RIA
CRD#: 149777
TUCSON, AZ
Past
June 1, 2009 - April 14, 2016
MORGAN STANLEY
BD
CRD#: 149777
TUCSON, AZ
Past
July 31, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
TUCSON, AZ
Past
July 13, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
TUCSON, AZ
Past
February 20, 2001 - July 30, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
TUCSON, AZ
Past
December 11, 1992 - March 8, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
TRIUMPH WEALTH ADVISORS, INC.
BILTMORE FINANCIAL SERVICES | WIENIEWITZ FINANCIAL | WELLS FINANCIAL | VISION FINANCIAL | TRIUMPH WEALTH ADVISORS, INC. | SUNRISE FINANCIAL | STARTT PLANNING | SAVAGE CAPITAL MANAGEMENT | MCPHERSON FINANCIAL SERVICES | MATTHEWS FINANCIAL SERVICES | LEADERSHIP FINANCIAL | KOONTZ INSURANCE AND FINANCIAL | HUMPHRIS FINANCIAL SERVICES | FOCUS FINANCIAL GROUP, LLC | DIPASQUALE FINANCIAL | CP ASSOCIATES | CASON FINANCIAL | CAMERON FINANCIAL SERVICES
CRD#: 153175 / SEC#: 801-79603
RIA
Registered Investment Advisory firm - (7/22/2024 Terminated)Arizona
Registered Investment Advisory firm - (5/21/2014 Terminated)Florida
Registered Investment Advisory firm - (5/21/2014 Terminated)Georgia
Registered Investment Advisory firm - (5/31/2024 Approved)Indiana
Registered Investment Advisory firm - (5/21/2014 Terminated)Mississippi
Registered Investment Advisory firm - (5/21/2014 Terminated)North Carolina
Registered Investment Advisory firm - (5/21/2014 Terminated)South Carolina
Registered Investment Advisory firm - (5/21/2014 Terminated)Texas
Registered Investment Advisory firm - (7/19/2024 Approved)Virginia
Registered Investment Advisory firm - (5/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2230 Towne Lake Pkwy Bldg 800-ste 130, Woodstock, GA 30189
Mailing Address
Phone number
(770) 924-9322
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 252 |
| AUM (Assets Under Management) | $ 30,337,210 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
