Stephen S. Eubanks
Professional summary
Stephen Skeffington Eubanks was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Stephen had worked at 7 firms, which includes BRIGHT TRADING LLC, OPPENHEIMER & CO. INC., J.P. MORGAN SECURITIES LLC, UBS FINANCIAL SERVICES INC., CITIGROUP GLOBAL MARKETS INC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2010 - August 26, 2016
BRIGHT TRADING, LLC
April 6, 2005 - May 18, 2006
OPPENHEIMER & CO. INC.
April 23, 2004 - April 21, 2005
J.P. MORGAN SECURITIES LLC
September 20, 1997 - May 10, 2004
UBS FINANCIAL SERVICES INC.
June 1, 1994 - September 22, 1997
CITIGROUP GLOBAL MARKETS INC.
October 29, 1992 - May 24, 1994
IDS LIFE INSURANCE COMPANY
October 29, 1992 - May 24, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIGHT TRADING, LLC
CRD#: 34702 / SEC#: , 8-44990
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHT INVESTMENTS, LLC | MANAGING MEMBER | |
| ARLINSKY, KOSTA | TRADER | 5510518 |
| ARLINSKY, STEVE | TRADER | 5510563 |
| JONES, KEN ANDO | TRADER | 5512985 |
| SORGIC, SINISA | TRADER | 5513001 |
| ANDERSON, DIANA ELIZABETH | COMPLIANCE DIRECTOR/ CHIEF COMPLIANCE OFFICER | 4894089 |
| BRIGHT, ROBERT ALVIN | CEO, CFO | 1148394 |
| CHAN, STEPHEN KEI ON | TRADER | 5571223 |
| FRIESEN, ROBIN DALE | PRESIDENT/CHIEF OPERATING OFFICER | 5518030 |
| ROSS, CHRISTINE ANGEL | CFO, FINOP | 5512412 |
| SHILLETTO, ANDREW E MR. | TRADER | 4793136 |
| WALENTINY, CARLO ANNE JOSEPH | TRADER | 5518113 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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