James M. Harster
Professional summary
James Michael Harster, who also goes by James Harster, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Columbus, Ohio.
James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Michael Harster's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2001 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 2136 W. Henderson Rd., Columbus, OH 43220May 21, 1997 - October 1, 2001
EISNER SECURITIES, INC.
February 22, 1994 - May 27, 1997
CORNA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2023)
(1/3/2006)
(9/22/2021)
(10/1/2001)
(8/18/2003)
(9/22/2021)
(10/1/2001)
(9/22/2021)
(11/7/2012)
(10/28/2025)
(11/4/2002)
(3/30/2012)
(4/5/2010)
(1/2/2008)
(6/28/2019)
(5/10/2016)
(10/1/2001)
(10/1/2001)
(2/9/2009)
(8/21/2023)
(12/11/2024)
(11/15/2024)
(10/1/2001)
Exams
Series 62
Date: 2/18/1994
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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