John M. Chirichella

CETERA INVESTMENT ADVISERS LLC

GARDEN CITY, NY 11530

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CRD#: 2290299

Professional summary

John Matthew Chirichella, who also goes by John Chirichello, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Garden City, New York and CETERA FINANCIAL SPECIALISTS LLC located in Saint James, New York.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. John has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Chirichello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JTD TAX SERVICES INC., GARDEN CITY, NY; NON-INVESTMENT RELATED; INDIVIDUAL AND BUSINESS INCOME TAX PREPARATION; TAX PREPARER; SINCE 11/14/2022 48 HRS/MO 2) NAME OF OTHER BUSINESS: POLARIS PLANNING GROUP, INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND INCOME TAX RETURNS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Matthew Chirichella's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2022 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 600 Old Country Road Suite 305, Garden City, NY 11530

RIA

CRD#: 105644

GARDEN CITY, NY

Current

December 8, 2022 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 872 Middle Country Rd, Saint James, NY 11780Office #2: 600 Old Country Rd Ste 315, Garden City, NY 11530

CRD#: 10358

Saint James, NY

Past

August 3, 2021 - December 16, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

COMMACK, NY

Past

February 14, 2018 - December 16, 2022

LPL FINANCIAL LLC

CRD#: 6413

COMMACK, NY

Past

October 25, 2007 - February 14, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

COMMACK, NY

Past

January 14, 1999 - November 15, 2007

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

COMMACK, NY

Past

August 22, 1994 - January 14, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

October 22, 1993 - July 13, 1994

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

March 15, 1993 - April 6, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(12/8/2022)

Delaware
(3/7/2024)

Florida
(12/8/2022)

Georgia
(12/8/2022)

Maine
(12/8/2022)

New Jersey
(12/8/2022)

New York
(12/8/2022)

IAR

New York
(12/8/2022)

North Carolina
(12/9/2022)

Pennsylvania
(12/8/2022)

Virginia
(12/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/10/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

John M. Chirichella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Matthew Chirichella's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

PRIME CAPITAL SERVICES, INC.

OSAIC WEALTH, INC.

BNY MELLON SECURITIES CORPORATION

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/23/1993

SIE

Date: 10/1/2018

Series 7

Date: 7/11/2005

Series 6

Date: 3/10/1993

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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