TK
Todd R. Kreitzman
KESTRA ADVISORY SERVICES
WAUKESHA, WI 53186
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CRD#: 2289677
TK
Professional summary
Todd Robert Kreitzman, AIF® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Waukesha, Wisconsin and KESTRA INVESTMENT SERVICES, LLC located in Waukesha, Wisconsin.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Todd has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Integrity Wealth Management Investment Related: Yes Address: 20975 Swenson Dr Waukesha WI 53186 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Start Date: 9/1/2015 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Relationship advisor for retirement plans plus education provider. IAR for 3(21) fiduciary service for plans. IAR for individual accountsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Robertson & Ryan Financial Services Investment Related: Yes Address: 20975 Swenson Dr Suite 225 Waukesha WI 53186 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Partner - advisor Start Date: 6/1/2019 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Work referrals from RRA Wealth RIA, service clients as retirement plans or individuals on an advisory basis.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Robert Kreitzman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 20975 Swenson Drive Ste #225, Waukesha, WI 53186RIA
CRD#: 283330
WAUKESHA, WI
Current
October 1, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 20975 Swenson Drive #225, Waukesha, WI 53186BD
CRD#: 42046
Waukesha, WI
Past
October 1, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
August 26, 2013 - October 1, 2015
BMO HARRIS FINANCIAL ADVISORS, INC.
RIA
CRD#: 137115
BROOKFIELD, WI
Past
July 16, 2013 - October 1, 2015
BMO HARRIS FINANCIAL ADVISORS, INC.
BD
CRD#: 137115
BROOKFIELD, WI
Past
April 26, 2012 - June 4, 2013
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
HARTLAND, WI
Past
February 17, 2012 - June 4, 2013
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
HARTLAND, WI
Past
June 15, 2011 - January 3, 2012
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
NASHVILLE, TN
Past
June 6, 2007 - July 29, 2008
FTN EQUITY CAPITAL MARKETS CORP.
BD
CRD#: 119625
NASHVILLE, TN
Past
September 24, 2003 - May 7, 2007
STEPHENS
BD
CRD#: 3496
NASHVILLE, TN
Past
June 28, 2000 - January 29, 2003
TRUIST SECURITIES, INC.
BD
CRD#: 6271
ATLANTA, GA
Past
October 1, 1999 - July 6, 2000
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Past
November 27, 1998 - September 28, 1999
CLEARY GULL INC.
BD
CRD#: 45309
MILWAUKEE, WI
Past
October 18, 1996 - November 27, 1998
CLEARY GULL REILAND & MCDEVITT INC.
BD
CRD#: 18716
MILWAUKEE, WI
Past
July 8, 1996 - November 5, 1996
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
June 27, 1994 - June 17, 1996
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/22/2018)
RR
California(9/19/2019)
RR
Colorado(5/31/2016)
RR
Connecticut(1/19/2018)
RR
Delaware(11/15/2016)
RR
Florida(1/24/2018)
RR
Illinois(10/5/2015)
RR
Indiana(11/4/2016)
RR
Iowa(11/3/2025)
RR
Maine(10/22/2021)
RR
Maryland(11/7/2016)
RR
Massachusetts(10/25/2021)
RR
Michigan(12/18/2019)
RR
Minnesota(10/5/2015)
RR
Missouri(2/28/2023)
RR
Montana(3/28/2024)
RR
Nebraska(1/2/2025)
RR
New Jersey(2/27/2019)
RR
New Mexico(9/18/2023)
RR
New York(11/7/2017)
RR
North Carolina(5/16/2019)
RR
Ohio(1/17/2020)
RR
Pennsylvania(1/17/2018)
RR
South Carolina(10/25/2021)
RR
Texas(10/25/2021)
RR
Utah(1/25/2021)
RR
Virginia(1/23/2018)
RR
Wisconsin(10/1/2015)
IAR
Wisconsin(4/19/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/9/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Waukesha, WI 53186TRUST BUT VERIFY
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