Johnny V. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Victor Greene, who also goes by John VIctor Greene, John Greene, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 1970. Johnny had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2017 - December 31, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 12, 2013 - December 21, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 1, 2010 - December 31, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 23, 2009 - April 20, 2009
VOYA FINANCIAL ADVISORS, INC.
July 9, 2007 - December 1, 2008
WOODBURY FINANCIAL SERVICES, INC.
July 16, 2004 - December 31, 2006
WOODBURY FINANCIAL SERVICES, INC.
February 11, 2003 - July 22, 2004
VOYA FINANCIAL PARTNERS, LLC
February 5, 2001 - June 13, 2002
QUEST CAPITAL STRATEGIES, INC.
February 11, 1982 - July 28, 1999
PRUCO SECURITIES, LLC.
December 23, 1970 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 12/15/1970
Registered Representative ExaminationCurrent Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
