Lisa M. Recupero
Professional summary
Lisa Michele Recupero, who also goes by Lisa Michele Ganslen, Lisa M Recupero, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1993. Lisa has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Michele Recupero's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2022 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017June 7, 2021 - February 11, 2022
ARBOR RESEARCH & TRADING, LLC
April 12, 2011 - June 1, 2012
PFS INVESTMENTS INC.
February 29, 2000 - March 11, 2009
GOLDMAN SACHS & CO. LLC
January 5, 1993 - October 7, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2022)
(6/23/2022)
Exams
Series 7TO
Date: 6/7/2021
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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