Sean F. Obrien
KESTRA ADVISORY SERVICES
Holmdel, NJ 07733
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CRD#: 2289334
Professional summary
Sean Francis Obrien, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Holmdel, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Holmdel, New Jersey.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Sean has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Christian Brothers Academy Investment Related: Yes Address: Newman Springs Rd Lincroft NJ 07738 Nature of Business: Other Other/None of the Above None Position, Title or Relationship: Other,Member of the Endowment Committee Start Date: 12/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: To oversee management of the endowment fund. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: O'BRIEN WEALTH MANAGEMENT, LLC POSITION: Founder and CFP NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 56 SECURITIES TRADING HOURS: 49 START DATE: 02/01/2008 ADDRESS: 101 Crawfords Corner Rd, Suite 4127, Suite 4127, Suite 4127, Holmdel NJ 07733 DESCRIPTION: Managing client investments, investment and insurance sales and financial planning
CRS (Client Relationship Summary) - RIA
Click below to view Sean Francis Obrien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
April 20, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 101 Crawfords Corner Rd. Suite 4127, Holmdel, NJ 07733RIA
CRD#: 283330
Holmdel, NJ
Current
February 5, 2007 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 101 Crawfords Corner Rd. Suite 4127, Holmdel, NJ 07733BD
CRD#: 42046
Holmdel, NJ
Past
February 5, 2007 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
WARREN, NJ
Past
February 11, 2001 - February 12, 2007
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
EDISON, NJ
Past
November 16, 1992 - February 12, 2007
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/29/2025)
RR
California(2/5/2007)
RR
Colorado(9/16/2013)
RR
Connecticut(2/5/2007)
RR
Florida(2/5/2007)
RR
Maine(3/19/2024)
RR
Maryland(10/27/2023)
RR
Massachusetts(2/5/2007)
RR
New Hampshire(12/15/2017)
RR
New Jersey(2/5/2007)
IAR
New Jersey(4/20/2016)
RR
New York(2/5/2007)
RR
Ohio(10/27/2023)
RR
Pennsylvania(2/5/2007)
RR
South Carolina(10/27/2023)
RR
Wyoming(10/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
