Stephen A. Kelly

TRUIST ADVISORY SERVICES

GAINESVILLE, GA 30501

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CRD#: 2289148

Professional summary

Stephen Andrew Kelly is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Gainesville, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Gainesville, Georgia.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Stephen has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 26 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

POSITION: OWNER / INVESTOR NATURE: REAL ESTATE INVESTMENTS AS RENTALS AND POSSIBLE RE-SELL. INVESTMENT RELATED: NO NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/30/2015 ADDRESS: , CUMMING GA DESCRIPTION: FINDING PROPERTIES THAT WILL CASH FLOW REPAIR PROPERTIES AS NEEDEDFIND TENANTSCOLLECT RENTSRECORD KEEPING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Kelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2016 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 455 Jesse Jewell Pkwy Sw, Gainesville, GA 30501

RIA

CRD#: 283390

GAINESVILLE, GA

Current

March 14, 2008 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 455 Jesse Jewell Pkwy Sw, Gainesville, GA 30501

CRD#: 17499

Gainesville, GA

Past

May 13, 2008 - June 27, 2008

FIRST LEGACY SECURITIES, LLC

CRD#: 47079

HELENA, AL

Past

March 27, 2008 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

GAINESVILLE, GA

Past

July 27, 2004 - January 26, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ATLANTA, GA

Past

July 22, 2004 - January 26, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

May 13, 2003 - July 9, 2004

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

March 27, 2002 - July 9, 2004

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

January 26, 2000 - July 6, 2001

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

May 3, 1999 - October 13, 2000

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

May 17, 1998 - December 31, 1998

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 26, 1997 - March 3, 1998

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Past

May 5, 1993 - May 21, 1997

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

Past

February 19, 1993 - May 21, 1997

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

January 4, 1993 - February 23, 1993

ASSET SECURITIES CORPORATION

CRD#: 20816

Past

December 4, 1992 - January 7, 1993

ROYAL PALM INVESTMENTS, LTD.

CRD#: 28761

GREEN ACRES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/21/2018)

Arizona
(11/13/2012)

District of Columbia
(4/10/2023)

Florida
(5/8/2008)

Georgia
(3/25/2008)

IAR

Georgia
(8/30/2016)

Illinois
(10/5/2022)

Massachusetts
(8/2/2021)

Michigan
(1/29/2024)

Missouri
(1/31/2017)

North Carolina
(7/31/2013)

Ohio
(8/26/2009)

Oklahoma
(7/31/2020)

Pennsylvania
(6/20/2025)

South Carolina
(2/3/2009)

Tennessee
(2/26/2010)

Texas
(6/2/2014)

Utah
(5/7/2020)

Washington
(6/18/2025)

West Virginia
(9/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/24/2008

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/2/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/4/2008

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/3/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen A. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

FIRST LEGACY SECURITIES, LLC

TRUIST INVESTMENT SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

EQUITABLE DISTRIBUTORS, LLC

TOUCHSTONE SECURITIES, INC.

MUTUAL SERVICE CORPORATION

BARNETT INVESTMENTS, INC.

FIRST UNION BROKERAGE SERVICES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

ASSET SECURITIES CORPORATION

ROYAL PALM INVESTMENTS, LTD.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/24/2008

Series 65

Date: 6/2/2004

Series 63

Date: 11/2/1992

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2008

Series 26

Date: 8/4/2008

Series 24

Date: 11/3/2003

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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