Atisa Payvarpour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Atisa Payvarpour, who also goes by Atisa Hatam, was a registered financial professional .
Atisa is a previously registered financial professional and started their career in finance in 1997. Atisa had worked at 8 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2023 - October 23, 2023
AVALON CAPITAL MANAGEMENT
January 9, 2023 - August 24, 2023
J.P. MORGAN SECURITIES LLC
October 27, 2022 - August 24, 2023
J.P. MORGAN SECURITIES LLC
June 20, 2019 - September 19, 2022
ARCHVEST WEALTH ADVISORS, INC.
January 25, 2018 - January 2, 2019
FUNDX INVESTMENT GROUP, LLC
January 23, 2013 - March 20, 2015
WELLS FARGO CLEARING SERVICES, LLC
November 26, 2012 - March 20, 2015
WELLS FARGO CLEARING SERVICES, LLC
November 2, 2011 - January 26, 2012
UBS FINANCIAL SERVICES INC.
February 24, 2005 - February 13, 2009
CHARLES SCHWAB & CO., INC.
February 24, 2005 - February 13, 2009
CHARLES SCHWAB & CO., INC.
July 8, 1997 - February 15, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 1997 - February 15, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
AVALON CAPITAL MANAGEMENT
CRD#: 107501 / SEC#: 801-41657
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/9/2023
General Securities Representative ExaminationCurrent Firm
AVALON CAPITAL MANAGEMENT
CRD#: 107501 / SEC#: 801-41657
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 487 |
| AUM (Assets Under Management) | $ 487,441,253 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 10/23/2024 | ||
| 10/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
