CB
Carl F. Bosch
ARCHER INVESTMENT
Scottsdale, AZ
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CRD#: 2288813
CB
Professional summary
Carl Frank Bosch JR, who also goes by Carl Frank Bosch Jr., is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in Scottsdale, Arizona.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Carl has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carl Frank Bosch Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bosch Financial Services, Inc.~'NIR'~5344 E. Grandview Rd.~Scottsdale~AZ~85254~Tax Preparation/Accounting~President~3/1/1984~100hrs~80hrs~Prepare business and individual tax returns. Manage client accounting write-up.|Carl F. Bosch, Jr.~'NIR'~5344 E. Grandview Rd.~Scottsdale~AZ~85254~Other~Owner/Sole Proprietor~8/27/1998~5hrs~2hrs~Buy & Sell Collectibles on Internet auction sites.|Sun Devil Apparel Company~'NIR'~5344 E. Grandview Rd.~Scottsdale~AZ~85254~Other~Other~9/1/1999~5hrs~2hrs~I do some of the ticket and merchandise buying. I take photographs for placement in listings on eBay.
CRS (Client Relationship Summary) - RIA
Click below to view Carl Frank Bosch JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2019 - Present
ARCHER INVESTMENT CORPORATION
RIA
CRD#: 136403
Scottsdale, AZ
Past
July 30, 1993 - December 31, 2018
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11711 N. College Ave Suite 200, Carmel, IN 46032
Mailing Address
Phone number
(317) 581-5664
Established
Firm type
Fiscal year end
# of Employees
82
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,640 |
| AUM (Assets Under Management) | $ 900,511,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
