Timothy S. Halevan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Sullivan Halevan, who also goes by Timothy S Halevan, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1992. Timothy had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2019 - August 19, 2020
CCO CAPITAL, LLC
July 13, 2015 - September 14, 2018
CUNA BROKERAGE SERVICES, INC.
March 1, 2007 - June 24, 2015
CUNA BROKERAGE SERVICES, INC.
May 16, 2001 - September 14, 2018
CUNA BROKERAGE SERVICES, INC.
September 29, 1998 - February 6, 2001
MM ASCEND LIFE INVESTOR SERVICES, LLC
April 30, 1996 - October 9, 1998
THE O.N. EQUITY SALES COMPANY
January 10, 1996 - February 6, 1996
LEGG MASON WOOD WALKER, INCORPORATED
May 18, 1995 - January 10, 1996
BARTLETT & CO.
October 11, 1992 - January 10, 1995
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
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