MW
Michael F. Witzig
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
MORTON, IL 61550
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CRD#: 2287946
MW
Professional summary
Michael Frederick Witzig is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Morton, Illinois and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Morton, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) MICHAEL WITZIG, CPA (NON-INVESTMENT RELATED), 805 W JACKSON ST., SUITE 203, MORTON, IL 61550; TAX PREPARATION; START DATE: 2/15/98; 100 HRS/YR, 1 HR DURING SECURITIES TRADING HRS; FEDERAL AND STATE INCOME TAX RETURN PREPARATION FOR INDIVIDUALS FOR A FEE PER RETURN. 3) MORTON ECONOMIC DEVELOPMENT COUNCIL 218 N MAIN ST, MORTON, IL 61550 BEGAN 1/1/07 AS A BOARD MEMBER, PRESIDENT. CANNOT ACT ON BEHALF OF THE MORTON ECONOMIC DEVELOPMENT COUNCIL WITHOUT PERMISSION OF OTHER BOARD MEMBERS NOR BEYOND THE SCOPE OF BY-LAWS. NOT INVESTMENT RELATED. NON-PROFIT. DEVOTES 8 HRS/MNTH AND NONE DURING TRADING HRS. 4) SALVATION ARMY ESTATE, 401 NE ADAMS ST, PEORIA, IL, 1/2018, AS ADVISORY BOARD MEMBER, NIR, 2HRS/MO, 2HRS/TRADING 5) MICHAEL WITZIG, 805 W JACKSON ST, STE 201, MORTON, IL, NOTARY PUBLIC, 12/15/20, NIR, 5/YR- 5/TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/07/2010
CRS (Client Relationship Summary) - RIA
Click below to view Michael Frederick Witzig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 805 W Jackson St Ste 201, Morton, IL 61550RIA
CRD#: 134139
MORTON, IL
Current
August 20, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 805 W Jackson St Ste 201, Morton, IL 61550BD
CRD#: 39543
Morton, IL
Past
January 29, 2001 - December 31, 2010
PARACLETE ADVISORY SERVICES
RIA
CRD#: 123740
MORTON, IL
Past
January 15, 1999 - August 21, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
MORTON, IL
Past
January 11, 1993 - July 12, 1999
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2025)
RR
Arkansas(1/2/2025)
RR
California(8/20/2009)
RR
Colorado(1/3/2022)
RR
Delaware(1/3/2022)
RR
Florida(8/20/2009)
RR
Georgia(10/11/2012)
RR
Idaho(8/20/2009)
RR
Illinois(8/20/2009)
IAR
Illinois(10/7/2010)
RR
Indiana(8/20/2009)
RR
Iowa(8/20/2009)
RR
Kansas(8/20/2009)
RR
Kentucky(8/20/2009)
RR
Maryland(6/28/2022)
RR
Massachusetts(8/20/2009)
RR
Michigan(8/20/2009)
RR
Minnesota(8/20/2009)
RR
Missouri(8/20/2009)
RR
Nebraska(2/12/2019)
RR
Nevada(1/4/2019)
RR
North Carolina(8/20/2009)
RR
Ohio(8/20/2009)
RR
Oregon(8/20/2009)
RR
South Carolina(5/7/2014)
RR
Texas(10/9/2018)
IAR
Texas(11/20/2018)
RR
Virginia(3/14/2012)
RR
Wisconsin(2/1/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
