Michael E. Stupay
Professional summary
Michael Elliot Stupay, who also goes by Michael E Stupay, is a registered financial professional currently at LEVEL MARKETS, LLC located in Boston, Massachusetts.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 62 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Elliot Stupay's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2022 - Present
LEVEL MARKETS, LLC
Office #1: 99 Summer Street Suite 1700, Boston, MA 02110Office #2: 99 Summer Street Suite 1700, Boston, MA 02110September 23, 2021 - March 13, 2023
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
July 30, 2021 - December 23, 2022
CONVEX CAPITAL MARKETS LLC
December 10, 2019 - August 9, 2022
SAND CAPITAL LLC
September 4, 2019 - November 2, 2022
SNOWBRIDGE SECURITIES LLC
October 25, 2018 - March 15, 2023
PEI GLOBAL PARTNERS LLC
July 17, 2017 - November 6, 2020
GREYSTONE BROKER DEALER CORP
May 10, 2017 - October 24, 2022
RIALTO MARKETS LLC
February 7, 2017 - December 2, 2022
SERA GLOBAL SECURITIES US LLC
June 27, 2016 - June 29, 2021
EQT PARTNERS BD LLC
March 16, 2016 - January 12, 2018
FIRST CITIZENS CAPITAL SECURITIES, LLC
May 11, 2015 - January 31, 2017
RIVERSTONE CAPITAL SERVICES LLC
October 3, 2014 - March 30, 2020
RELATED FINANCIAL SERVICES, LLC
June 6, 2014 - January 22, 2019
OPTIMA SECURITIES LLC
June 22, 2012 - January 30, 2013
FIRST CITIZENS CAPITAL SECURITIES, LLC
October 6, 2011 - November 6, 2014
CORINTHIAN PARTNERS, L.L.C.
April 29, 2011 - March 30, 2020
ONDRA PARTNERS LP
March 31, 2010 - March 13, 2023
BROOKFIELD PRIVATE ADVISORS LLC
March 16, 2010 - March 30, 2023
TENEO SECURITIES LLC
January 5, 2010 - October 22, 2010
BDS TRADING, LLC
November 20, 2009 - June 20, 2019
PANTHERA SECURITIES LLC
June 25, 2009 - January 23, 2013
TWO SIGMA SECURITIES, LLC
November 21, 2008 - April 8, 2011
CALATRAVA SECURITIES LLC
December 7, 2007 - April 21, 2008
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION
September 5, 2007 - November 2, 2011
KKR CAPITAL MARKETS LLC
April 12, 2007 - January 9, 2009
VERITAS SECURITIES GROUP LLC
March 9, 2007 - February 27, 2009
MAGV SECURITIES, INC.
February 5, 2007 - March 10, 2008
M.D. SASS SECURITIES, L.L.C.
October 24, 2006 - January 5, 2009
AXIOM MANAGEMENT PARTNERS LLC
October 9, 2006 - March 13, 2009
MARTIN & COMPANY ADVISORS, LLC
August 1, 2006 - August 22, 2006
M.D. SASS SECURITIES, L.L.C.
July 18, 2006 - March 1, 2022
EBX LLC
November 21, 2005 - March 17, 2009
M.E.S.A. SECURITIES, INC.
May 25, 2005 - May 6, 2009
AZIMUTH CAPITAL, LLC
April 21, 2005 - June 22, 2006
SPECTRA DERIVATIVES GROUP LLC
April 14, 2005 - July 7, 2005
MANAGED RISK TRADING, L.P.
April 6, 2005 - November 15, 2006
TCG ADVISORS LLC
September 21, 2004 - March 6, 2008
XE CAPITAL SECURITIES LLC
June 16, 2004 - November 15, 2005
THE DELAWARE BAY COMPANY, INC.
May 11, 2004 - August 5, 2005
ROBERT R. MEREDITH & CO., INC.
April 27, 2004 - January 12, 2015
FIRST MAN INVESTMENT SECURITIES CORP.
January 22, 2004 - June 11, 2008
ROHATYN ASSOCIATES LLC
January 7, 2003 - January 2, 2009
ONECAPITAL SECURITIES, LLC
November 27, 2002 - March 30, 2004
TRG SECURITIES LLC
June 13, 2002 - July 31, 2003
ITAU BBA USA SECURITIES, INC.
March 7, 2002 - July 26, 2006
TEMPO CAPITAL CORPORATION
December 3, 2001 - December 10, 2001
ROHATYN ASSOCIATES LLC
September 12, 2000 - January 17, 2001
RAVEN SECURITIES LLC
March 24, 2000 - June 9, 2004
BROADGATE CAPITAL LLC
November 10, 1999 - January 26, 2005
PECONIC SECURITIES LLC
June 2, 1999 - June 9, 1999
CFT SECURITIES, LLC
October 26, 1998 - February 22, 2005
CABOTO USA, INC.
October 14, 1998 - October 13, 2022
FINANTIA USA INC.
April 24, 1998 - October 11, 2002
ESPIRITO SANTO SECURITIES INC.
January 12, 1998 - April 2, 2001
INDEPENDENCE ASSET MANAGEMENT, LLC
January 31, 1997 - March 19, 1998
CLEARWATER SECURITIES, INC.
January 16, 1997 - April 14, 1999
AGF BRASEG SECURITIES INC.
January 10, 1997 - February 17, 1998
FS CAPITAL LLC
October 28, 1996 - May 1, 2008
FIRST CITIZENS CAPITAL SECURITIES, LLC
October 21, 1996 - June 28, 2005
SAGE SECURITIES CORP.
June 13, 1996 - December 1, 1997
GREENHILL & CO., LLC
March 19, 1996 - May 30, 1996
WATKINS INTERNATIONAL SECURITIES INC.
December 21, 1995 - November 19, 1999
BUYANDHOLD SECURITIES CORPORATION
May 19, 1995 - October 30, 1998
CAMBRIDGE PARTNERS, L.L.C.
February 22, 1995 - June 10, 1996
GORDON CAPITAL INC.
July 13, 1993 - August 23, 1995
HYM FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LEVEL MARKETS, LLC
CRD#: 171752 / SEC#: , 8-69476
Contact information
FINRA licenses (15 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEVEL HOLDINGS, LLC | OWNER | |
| DOLAN, JAMES CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 3219968 |
| HAGEN, DAVID WALTER | CHIEF PRODUCT OFFICER | 2101752 |
| LINARES, JOHN FITZGERALD | GENERAL COUNSEL, CORPORATE SECRETARY | 3104547 |
| MIELE, STEPHEN R | CHIEF EXECUTIVE OFFICER | 2645590 |
| STUPAY, MICHAEL ELLIOT | FINOP,PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER | 2287906 |
Red Flags
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Company Information
LEVEL MARKETS, LLC
CRD#: 171752Boston, MA 02110TRUST BUT VERIFY
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