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FIRM PROFILE
Overview
LEVEL MARKETS, LLC is located at 99 Summer Street Suite 1700, Boston, MA 02110 and was first established at Boston, Delaware in 04/28/2014. After operating for 11 years, LEVEL MARKETS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LEVEL MARKETS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. LEVEL MARKETS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LEVEL MARKETS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LEVEL MARKETS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LEVEL MARKETS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for LEVEL MARKETS, LLC Comes From
Understanding the Statistics for LEVEL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
99 Summer Street Suite 1700, Boston, MA 02110
99 Summer Street Suite 1700, Boston, MA 02110
Small
(617) 286-8080
Delaware since 04/28/2014
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| LEVEL HOLDINGS, LLC | OWNER | ||
| DOLAN, JAMES CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 3219968 | |
| HAGEN, DAVID WALTER | CHIEF PRODUCT OFFICER | 2101752 | |
| LINARES, JOHN FITZGERALD | GENERAL COUNSEL, CORPORATE SECRETARY | 3104547 | |
| MIELE, STEPHEN R | CHIEF EXECUTIVE OFFICER | 2645590 | |
| STUPAY, MICHAEL ELLIOT | FINOP,PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER | 2287906 |
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Advisor's working at LEVEL MARKETS, LLC
Michael Elliot Stupay
Ilisa Gruber
Adam Franco
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