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AC

Annie Cronin

ALLSTATE FINANCIAL ADVISORS
Daly City, CA 94015-2660
Some features on this profile are disabled
CRD#: 2287522
AC

Professional summary

Annie Cronin, who also goes by Annie See Mai Cronin, Annie See Mai Fung, Annie Seemai Fung, Annie Fung, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Daly City, California and ALLSTATE FINANCIAL SERVICES, LLC located in Daly City, California.

Annie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Annie has worked at 11 firms and has passed the Series 66, Series 63, Series 65, Series 6TO, SIE, Series 7, Series 31 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Annie See Mai Cronin | Annie See Mai Fung | Annie Seemai Fung | Annie Fung

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Annie Cronin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2013 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 333 Gellert Blvd Ste 228, Daly City, CA 94015-2660
RIA
CRD#: 109524
Daly City, CA
Current

March 6, 2013 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 333 Gellert Blvd Ste 230, Daly City, CA 94015-2660
BD
CRD#: 18272
Daly City, CA
Past

March 30, 2010 - March 23, 2012

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
SAN JOSE, CA
Past

April 8, 2009 - March 23, 2012

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SAN JOSE, CA
Past

January 3, 2007 - January 21, 2009

ACI

RIA
CRD#: 141502
MENLO PARK, CA
Past

April 21, 2005 - May 24, 2006

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
PALO ALTO, CA
Past

April 21, 2005 - May 24, 2006

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

January 8, 2001 - April 14, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
MENLO PARK, CA
Past

September 1, 2000 - April 14, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

June 24, 1997 - August 25, 2000

CUE FINANCIAL GROUP, INC.

BD
CRD#: 21033
PHOENIX, AZ
Past

June 2, 1997 - June 24, 1997

CUE FINANCIAL GROUP, INC.

BD
CRD#: 21033
Past

February 9, 1995 - June 12, 1997

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

July 23, 1993 - January 30, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

July 23, 1993 - January 30, 1995

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/6/2013)
IAR
California
(3/6/2013)
RR
Texas
(7/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/8/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/11/2009
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/13/2000
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/7/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 9/18/2000
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 6
Date: 7/22/1993
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Daly City, CA 94015-2660

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