Matthew W. Bergin
Professional summary
Matthew William Bergin, who also goes by Matthew William Bergin, is a registered financial professional currently at SECURITIZE MARKETS, LLC located in Canyon Lake, Texas.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1992. Matthew has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew William Bergin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2026 - Present
SECURITIZE MARKETS, LLC
March 23, 2021 - July 24, 2024
ASPIRATION FINANCIAL LLC
February 3, 2020 - March 20, 2021
NORTHEASTERN CAPITAL MANAGEMENT, LLC
January 4, 2017 - July 2, 2020
USTOCKTRADE SECURITIES, INC.
January 2, 2015 - January 13, 2017
REGAL SECURITIES, INC.
November 14, 2012 - December 31, 2019
NORTHEASTERN CAPITAL MANAGEMENT, LLC
May 31, 2012 - December 31, 2014
USTOCKTRADE SECURITIES, INC.
June 6, 2011 - June 15, 2012
REGAL ADVISORY SERVICES, INC.
April 15, 2011 - June 15, 2012
REGAL SECURITIES, INC.
January 3, 2011 - April 18, 2011
J.P. TURNER & COMPANY, L.L.C.
September 5, 2006 - December 31, 2010
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
July 7, 2004 - September 5, 2006
SCHOTTENFELD GROUP LLC
September 8, 2003 - July 6, 2004
PUGLISI & CO.
June 25, 2002 - March 11, 2003
DOMESTIC SECURITIES, INC.
April 5, 2002 - June 25, 2002
NATIONAL SECURITIES CORPORATION
December 16, 1998 - April 12, 2000
UBS SECURITIES LLC
April 24, 1997 - June 10, 1997
ESSEX CAPITAL MARKETS, INC.
October 22, 1992 - July 11, 1995
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/23/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/18/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
SECURITIZE MARKETS, LLC
CRD#: 283256 / SEC#: , 8-69743
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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