Joan M. Maynard
Professional summary
Joan Marie Maynard is a registered financial advisor currently at LUTHER KING CAPITAL MANAGEMENT CORPORATION located in Fort Worth, Texas.
Joan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joan has worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joan Marie Maynard's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 1993 - Present
LUTHER KING CAPITAL MANAGEMENT CORPORATION
Office #1: 301 Commerce Street Suite 1790, Fort Worth, TX 76102Primary Firm SEC Registration
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/3/1993)
Exams
Series 2
Date: 10/12/1992
Non-Member General Securities ExaminationCurrent Firm
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,608 |
| AUM (Assets Under Management) | $ 30,147,517,560 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/20/2024 | ||
| 08/11/2023 | ||
| 12/09/2022 |
Red Flags
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Company Information
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093Fort Worth, TX 76102TRUST BUT VERIFY
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