Jeffrey M. Stammen
Professional summary
Jeffrey Michael Stammen, who also goes by Jeffrey Stammen, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1992. Jeffrey has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3, Series 7, Series 6, Series 24 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Michael Stammen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2025 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 280 Park Avenue 21w, New York, NY, 10017May 1, 2009 - January 4, 2021
BARINGS SECURITIES LLC
September 19, 2006 - April 21, 2009
WELLS FARGO SECURITIES, LLC
March 31, 2004 - July 31, 2006
CITICORP INVESTMENT SERVICES
July 1, 2003 - March 4, 2004
UBS SECURITIES LLC
October 7, 1999 - August 15, 2001
CIBC WORLD MARKETS CORP.
June 6, 1996 - October 11, 1999
CITIGROUP GLOBAL MARKETS INC.
October 23, 1992 - November 6, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 23, 1992 - November 6, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 4/21/2023
General Securities Representative ExaminationFINRA
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
