Michael Brennan
Professional summary
Michael Brennan, who also goes by Mickey Brennan, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Brennan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2019 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701May 22, 2017 - February 27, 2019
CANTOR FITZGERALD & CO.
May 1, 2013 - June 21, 2017
CREDIT SUISSE SECURITIES (USA) LLC
May 26, 2009 - May 3, 2013
NORTH SEA SECURITIES L.P.
April 30, 2008 - August 14, 2008
CITIGROUP GLOBAL MARKETS INC.
August 27, 2004 - April 24, 2008
CITIGROUP GLOBAL MARKETS INC.
December 6, 2001 - July 21, 2004
CREDIT SUISSE SECURITIES (USA) LLC
January 26, 2001 - November 20, 2001
TD SECURITIES (USA) LLC
November 6, 1998 - April 5, 2000
DEUTSCHE BANK SECURITIES INC.
May 21, 1997 - December 2, 1998
DB ALEX. BROWN LLC
February 16, 1993 - May 27, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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