Kristen Murphy
Professional Summary
Kristen Murphy, who also goes by Kristen Marie Huml, is a registered financial advisor currently at COMHAR CAPITAL MARKETS, LLC located in Wilmette, Illinois and ACS EXECUTION SERVICES, LLC located in Red Bank, New Jersey. Kristen is registered as a RR (Registered Representative) and started their career in finance in 1999. Kristen has worked at 5 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kristen Murphy, Kristen Marie Huml
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CODA MARKETS, INC. | PDQ ATS, INC. | PB TRADE LTD | IMPERIAL INVESTMENTS LTD. | IMPERIAL INVESTMENTS LLC
Contact Information
Main Address
1000 Skokie Blvd. Suite Ll33, Wilmette, IL 60091Mailing Address
Po Box 2326 2326, Glenvview, IL 60025Phone Number
(872) 205-0187Established
Connecticut since 10/22/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kristen Murphy's CRS (Customer Relationship Summary).
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