MN
Marty L. Nanne
KESTRA ADVISORY SERVICES
Palm Beach Gardens, FL 33410
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CRD#: 2286913
MN
Professional summary
Marty Louis Nanne is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Palm Beach Gardens, Florida and KESTRA INVESTMENT SERVICES, LLC located in Palm Beach Gardens, Florida.
Marty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Marty has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: NFP Investment Related: Yes Address: 505 Waterford Park, Suite 1100, Hwy 169 N Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Director Start Date: 11/1/2007 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: sell, manage and market the firm . Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Partners Financial Board Investment Related: Yes Address: 1250 Capital of TX Hwy S Austin TX 78746 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Member Start Date: 1/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Meet in person 2 times per year and four calls Name: Scholz-Nanne, LLC Investment Related: Yes Address: 275 Market Street, Suite 184 Minneapolis MN 55405 Nature of Business: Real Estate Position, Title or Relationship: Investor Start Date: 12/17/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: n/a Name: THE KNW GROUP POSITION: Managing Director NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 11/04/2002 ADDRESS: 505 Highway 169 North, suite 1100, Minneapolis MN 55441 DESCRIPTION: Sell and manage
CRS (Client Relationship Summary) - RIA
Click below to view Marty Louis Nanne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3835 Pga Blvd Suite 1101, Palm Beach Gardens, FL 33410Office #2: 505 Waterford Park Highway 169 N, Suite 1100, Plymouth, MN 55441RIA
CRD#: 283330
Palm Beach Gardens, FL
Current
January 3, 2006 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3835 Pga Blvd Suite 1101, Palm Beach Gardens, FL 33410Office #2: 505 Hwy 169 N, Suite 1100, Plymouth, MN 55441BD
CRD#: 42046
Palm Beach Gardens, FL
Past
July 7, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Plymouth, MN
Past
December 22, 1999 - January 4, 2006
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
November 1, 1995 - December 22, 1999
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
August 2, 1993 - November 8, 1995
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
November 24, 1992 - August 6, 1993
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2006)
RR
California(1/3/2006)
RR
Connecticut(3/19/2024)
RR
Delaware(9/21/2007)
RR
District of Columbia(1/13/2022)
RR
Florida(1/3/2006)
RR
Illinois(6/14/2018)
RR
Indiana(1/3/2006)
RR
Iowa(1/3/2006)
RR
Louisiana(10/22/2019)
RR
Minnesota(1/3/2006)
IAR
Minnesota(4/18/2016)
RR
Nevada(9/21/2007)
RR
New Jersey(9/21/2007)
RR
North Dakota(10/25/2019)
RR
Oklahoma(3/4/2025)
RR
Tennessee(6/22/2021)
RR
Washington(1/3/2006)
RR
Wisconsin(1/3/2006)
RR
Wyoming(12/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
