Patricia R. Taylor
Professional summary
Patricia Ruth Taylor, who also goes by Patricia Ruth Kleber, Patti Kleber, Patricia R Payton, Patricia Ruth Payton, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Fort Wayne, Indiana.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 1993. Patricia has worked at 6 firms and has passed the Series 63, SIE, Series 6, Series 7, Series 26 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Ruth Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2013 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 1301 S. Harrison, Fort Wayne, IN 46802September 9, 2010 - February 20, 2013
OSAIC FA, INC.
May 1, 2007 - April 26, 2010
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 2, 2007 - May 1, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 2, 2007 - May 21, 2007
OSAIC FA, INC.
February 4, 2004 - May 3, 2004
WELLS FARGO BROKERAGE SERVICES, L.L.C.
November 14, 2003 - December 4, 2003
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 21, 1996 - November 14, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 21, 1996 - November 15, 2003
OSAIC FA, INC.
August 30, 1995 - June 11, 1996
A. G. EDWARDS & SONS, INC.
March 11, 1993 - June 2, 1995
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2013)
Exams
Series 8
Date: 10/28/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145Fort Wayne, IN 46802TRUST BUT VERIFY
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