Glenn A. Wager

WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC

Longmont, CO

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CRD#: 2286731

Professional summary

Glenn Adam Wager is a registered financial advisor currently at WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC located in Longmont, Colorado.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Glenn has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NIWOT YOUTH SPORTS FIELD AND SOFTBALL, DIRECTOR. PO BOX 125 NIWOT, CO 80544. NOT FOR PROFIT. NOT INVESTMENT RELATED. TIME SPENT= LESS THAN 10% EACH MONTH DURING OFF-SEASON; 40% OF TIME DURING SEASON . 2. SVVSD- SCHS HIGH SCHOOL, SOFTBALL COACH. 4901 NELSON ROAD LONGMONT, CO 80503. NOT INVESTMENT RELATED. TIME SPENT= LESS THAN 5% EACH MONTH DURING OFF-SEASON; 40% OF TIME DURING SEASON. 3. NIWOT YOUTH SPORTS, TREASURER, PO BOX 125 NIWOT, CO 80544. NOT FOR PROFIT. NOT INVESTMENT RELATED. TIME SPENT= LESS THAN 10% EACH MONTH. NO COMPENSATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Adam Wager's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2016 - Present

WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC

RIA

CRD#: 285107

Longmont, CO

Past

September 11, 2006 - December 31, 2008

TRIAD ADVISORS LLC

CRD#: 25803

DENVER, CO

Past

July 8, 1997 - December 31, 2016

GUERIN FINANCIAL SERVICES,LTD.

RIA

CRD#: 107544

DENVER, CO

Past

May 19, 1997 - September 11, 2006

ASSOCIATED SECURITIES CORP.

CRD#: 12969

DENVER, CO

Past

January 15, 1995 - August 2, 1996

ASSOCIATED SECURITIES CORP.

CRD#: 12969

BOSTON, MA

Past

January 5, 1993 - November 15, 1994

JAMESON, DEWITT & ASSOCIATES, INC.

CRD#: 8169

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC

CRD#: 285107 / SEC#: 801-108404

RIA

Registered Investment Advisory firm - (9/29/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/12/2016)

IAR

Texas
(10/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/24/1992

General Securities Representative Examination

Current Firm

WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC

CRD#: 285107 / SEC#: 801-108404

RIA

Registered Investment Advisory firm - (9/29/2016 Approved)

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Contact information

Main Address

Longmont, CO

Mailing Address

Phone number

(720) 745-5010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (2/7/2025)

Regulatory assets under management

Total Number of Accounts	646
AUM (Assets Under Management)	$ 143,889,457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Glenn A. Wager

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Adam Wager's CRS (Customer Relationship Summary).

Certified licenses

Experience

WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC

TRIAD ADVISORS LLC

GUERIN FINANCIAL SERVICES,LTD.

ASSOCIATED SECURITIES CORP.

ASSOCIATED SECURITIES CORP.

JAMESON, DEWITT & ASSOCIATES, INC.

Primary Firm SEC Registration

WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/26/1993

Series 7

Date: 11/24/1992

Current Firm

WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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