Tamra R. Wener

MOSAIC FI LLC

Lincolnshire, IL 60069

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CRD#: 2286725

Professional summary

Tamra Rae Wener, CFP®, who also goes by Tamra R Wener, is a registered financial advisor currently at MOSAIC FI LLC located in Lincolnshire, Illinois.

Tamra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Tamra has worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tamra R Wener

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

My husband and I are joint partners in Austin Ventures, LLC, a residential rental business. It is not investment-related. Address is 2100 Broadmoor Lane, Vernon Hills, IL. The nature of the business is to purchase residential real estate and rehab the properties to sell or rent. My position is Manager. The business started in April 2003. I spend less than 5 hours per month on this business and none of the hours are spent during securities trading hours. Duties include financial due diligence, legal document review, and accounting. I am currently the sole manager and owner, financial planner and compliance officer of RW Financial Planning and plan to continue in this role through December 31, 2024 when all of my business will be transitioned to Mosaic FI, LLC. I am also an adjunct instructor at Northwestern University School of Professional Studies. When class is in session, I spend 9 hours per month on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tamra Rae Wener's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

August 29, 2024 - Present

MOSAIC FI LLC

Office #1: 475 Half Day Rd. Suite 210, Lincolnshire, IL 60069

RIA

CRD#: 169670

Lincolnshire, IL

Past

January 4, 2016 - December 31, 2024

RW FINANCIAL PLANNING, LLC

RIA

CRD#: 281878

LINCOLNSHIRE, IL

Past

November 19, 2014 - March 27, 2015

MOLLER WEALTH PARTNERS

RIA

CRD#: 110493

NORTHFIELD, IL

Past

January 13, 2010 - December 31, 2014

RENEW FINANCIAL CONSULTING, INC.

RIA

CRD#: 143648

VERNON HILLS, IL

Past

August 13, 2004 - April 4, 2006

M HOLDINGS SECURITIES, INC.

CRD#: 43285

LINCOLNSHIRE, IL

Past

October 30, 1992 - November 7, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/17/2024)

IAR

Illinois
(8/29/2024)

IAR

North Carolina
(3/24/2025)

IAR

Texas
(9/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/25/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/12/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/2004

General Securities Principal Examination

Current Firm

MOSAIC FI LLC

ARONSON, JENIFER A | MOSAIC FI LLC

CRD#: 169670 / SEC#:

California

Registered Investment Advisory firm - (11/10/2022 Approved)

Illinois

Registered Investment Advisory firm - (1/10/2014 Approved)

North Carolina

Registered Investment Advisory firm - (3/24/2025 Approved)

Texas

Registered Investment Advisory firm - (7/9/2018 Conditional Restricted)

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Contact information

Main Address

475 Half Day Rd Suite 100, Lincolnshire, IL 60069

Mailing Address

Phone number

(847) 371-5203

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	244
AUM (Assets Under Management)	$ 81,466,711

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tamra R. Wener

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tamra Rae Wener's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOSAIC FI LLC

RW FINANCIAL PLANNING, LLC

MOLLER WEALTH PARTNERS

RENEW FINANCIAL CONSULTING, INC.

M HOLDINGS SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/25/2004

Series 7

Date: 8/12/2004

Series 24

Date: 9/27/2004

Current Firm

MOSAIC FI LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOSAIC FI LLC

TRUST BUT VERIFY

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