Brodie Lyle Cobb
Professional Summary
Brodie Lyle Cobb, who also goes by Brodie Cobb, is a registered financial advisor currently at PRESIDIO MERCHANT PARTNERS LLC located in Denver, Colorado. Brodie is registered as a RR (Registered Representative) and started their career in finance in 1992. Brodie has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brodie Cobb
Similar Advisors
LPL FINANCIAL LLC
OPPENHEIMER & CO. INC.
TANDEM FINANCIAL, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
OPPENHEIMER & CO. INC.
TANDEM FINANCIAL, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
OPPENHEIMER & CO. INC.
TANDEM FINANCIAL, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
OPPENHEIMER & CO. INC.
TANDEM FINANCIAL, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Years of Experience
34 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
OPPENHEIMER & CO. INC.
TANDEM FINANCIAL, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Current Firm
GBA FINANCIAL GROUP LLC | PRESIDIO MERCHANT PARTNERS LLC
Contact Information
Main Address
255 Clayton Street, Suite 200, Denver, CO 80206Mailing Address
255 Clayton Street, Suite 200, Denver, CO 80206Phone Number
(720) 844-3159Established
California since 10/27/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (20 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRESIDIO FINANCIAL PARTNERS LLC DBA THE PRESIDIO GROUP LLC | SHAREHOLDER | — |
| COBB, BRODIE LYLE | CEO, CCO | 2286448 |
| COLLINS, ELIZABETH SARAH | FINOP | — |
Similar Advisors
LPL FINANCIAL LLC
OPPENHEIMER & CO. INC.
TANDEM FINANCIAL, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
OPPENHEIMER & CO. INC.
TANDEM FINANCIAL, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
(8/19/2022)
(10/6/1999)
(3/3/2021)
(9/19/2023)
(6/30/2021)
(1/19/2017)
(9/13/2017)
(9/27/2022)
(9/14/2020)
(7/31/2026)
(4/12/2017)
(4/28/2023)
(5/1/2020)
(1/19/2017)
(9/8/2017)
(11/25/2019)
(7/6/2021)
(1/19/2017)
(7/2/2019)
(4/7/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Feb 1999About the Series 28 examSRO Registrations
Similar Advisors
LPL FINANCIAL LLC
OPPENHEIMER & CO. INC.
TANDEM FINANCIAL, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Brodie Lyle Cobb's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
OPPENHEIMER & CO. INC.
TANDEM FINANCIAL, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
