Daniel B. Seivert
Professional summary
Daniel Brian Seivert is a registered financial professional currently at ECHELON CAPITAL located in El Segundo, California.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 62, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Brian Seivert's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2011 - Present
ECHELON CAPITAL
Office #1: 2321 Rosecrans Avenue Ste 3285, El Segundo, CA 90245Office #2: 2321 Rosecrans Avenue Suite 3285, El Segundo, CA 90245October 15, 2003 - June 8, 2010
WAVEEDGE PARTNERS LLC
February 7, 2001 - July 2, 2001
NATIONAL BANK OF CANADA FINANCIAL INC.
June 30, 1999 - March 15, 2000
GREIF & CO.
January 15, 1997 - May 18, 1998
CAPITAL CLIENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2011)
(10/15/2019)
(10/22/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 6/29/1999
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
ECHELON CAPITAL
CRD#: 155228 / SEC#: , 8-68705
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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