Kimberly K. Croad

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CRD#: 2286163

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kimberly Kay Croad was a registered financial professional .

Kimberly is a previously registered financial professional and started their career in finance in 1994. Kimberly had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 5, 1994 - June 1, 2020

JACK V. BUTTERFIELD INVESTMENT COMPANY

CRD#: 3998

JACKSON, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JACK V. BUTTERFIELD INVESTMENT COMPANY

J.V.B INVESTMENT COMPANY | JACK V. BUTTERFIELD INVESTMENT COMPANY | J.V.B. INVESTMENTS | J.V.B. INVESTMENT COMPANY | J.V.B. INVESTMENT CO.

CRD#: 3998 / SEC#: 801-132181, 8-12454

RIA

Registered Investment Advisory firm - SEC (3/19/2025 Approved)

Michigan

Registered Investment Advisory firm - SEC (8/26/2025 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/1994

General Securities Representative Examination

Current Firm

JACK V. BUTTERFIELD INVESTMENT COMPANY

J.V.B INVESTMENT COMPANY | JACK V. BUTTERFIELD INVESTMENT COMPANY | J.V.B. INVESTMENTS | J.V.B. INVESTMENT COMPANY | J.V.B. INVESTMENT CO.

CRD#: 3998 / SEC#: 801-132181, 8-12454

RIA

Registered Investment Advisory firm - SEC (3/19/2025 Approved)

Michigan

Registered Investment Advisory firm - SEC (8/26/2025 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

100 South Jackson Suite 100, Jackson, MI 49201

Mailing Address

P.o. Box 4057, Jackson, MI 49204

Phone number

(517) 787-2431

Established

Michigan since 07/01/1965

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (2 States and Territories)

FINRA licenses (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

JVB ADVISORY BROCHURE 6.2.25 (7/15/2025)

Direct owners and executive officers

Name	Position	CRD#
BUTTERFIELD, JOHN CLARK	PRESIDENT	872760
BUTTERFIELD, BENJAMIN RYAN	OWNER	6603229
BUTTERFIELD, JASON JOHN	OWNER	5416792
BUTTERFIELD, NICHOLAS JACOB	OWNER	6175043
BUTTERFIELD, TYLER CLARK	OWNER	6741546
CAVENDER, DAVID MICHAEL	CHIEF COMPLIANCE OFFICER	6844966
THAYER, TIMOTHY MARK	VICE PRESIDENT/PRINCIPAL	1241930

Regulatory assets under management

Total Number of Accounts	298
AUM (Assets Under Management)	$ 130,380,225

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kimberly K. Croad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

JACK V. BUTTERFIELD INVESTMENT COMPANY

Primary Firm SEC Registration

JACK V. BUTTERFIELD INVESTMENT COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 2/8/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/4/1994

Current Firm

JACK V. BUTTERFIELD INVESTMENT COMPANY

Contact information

SEC notice filing (2 States and Territories)

FINRA licenses (25 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

JACK V. BUTTERFIELD INVESTMENT COMPANY

TRUST BUT VERIFY

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