Johns N. Ellington

FRANKLIN STREET ADVISORS

Chapel Hill, NC 27517-8833

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CRD#: 2285549

Professional summary

Johns Norwood Ellington, who also goes by Johnny Ellington, is a registered financial advisor currently at FRANKLIN STREET ADVISORS INC. located in Chapel Hill, North Carolina.

Johns is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Johns has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Johnny Ellington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johns Norwood Ellington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2015 - Present

FRANKLIN STREET ADVISORS INC.

Office #1: 1450 Raleigh Road Suite 300, Chapel Hill, NC 27517-8833

RIA

CRD#: 106275

Chapel Hill, NC

Past

February 8, 2012 - May 31, 2012

STERLING CAPITAL MANAGEMENT LLC

RIA

CRD#: 135405

RALEIGH, NC

Past

November 19, 2002 - October 27, 2010

BB&T ASSET MANAGEMENT, INC.

RIA

CRD#: 108443

RALEIGH, NC

Past

September 4, 2002 - December 31, 2003

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Past

November 22, 1992 - March 4, 1993

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRANKLIN STREET ADVISORS INC.

FRANKLIN STREET ADVISORS INC. | FRANKLIN STREET ASSET MANAGEMENT, LLC | FRANKLIN STREET ADVISORS, INC.

CRD#: 106275 / SEC#: 801-39635

RIA

Registered Investment Advisory firm - (8/15/1991 Approved)

North Carolina

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/18/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/12/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/14/2001

General Securities Representative Examination

Current Firm

FRANKLIN STREET ADVISORS INC.

FRANKLIN STREET ADVISORS INC. | FRANKLIN STREET ASSET MANAGEMENT, LLC | FRANKLIN STREET ADVISORS, INC.

CRD#: 106275 / SEC#: 801-39635

RIA

Registered Investment Advisory firm - (8/15/1991 Approved)

North Carolina

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

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Contact information

Main Address

1450 Raleigh Road Suite 300, Chapel Hill, NC 27517-8833

Mailing Address

Phone number

(919) 489-2600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRANKLIN STREET ADVISORS FORM ADV PART 2A BROCHURE MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,613
AUM (Assets Under Management)	$ 3,930,236,135

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/24/2025	Cover Page	Report
08/28/2023	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Johns N. Ellington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johns Norwood Ellington's CRS (Customer Relationship Summary).

Certified licenses

Experience

STERLING CAPITAL MANAGEMENT LLC

BB&T ASSET MANAGEMENT, INC.

BB&T INVESTMENT SERVICES, INC.

ALEX. BROWN & SONS INCORPORATED

Primary Firm SEC Registration

FRANKLIN STREET ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/18/2002

Series 63

Date: 3/12/2001

Series 7

Date: 2/14/2001

Current Firm

FRANKLIN STREET ADVISORS INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FRANKLIN STREET ADVISORS INC.

TRUST BUT VERIFY

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