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Patrick Michael Tucci

CELADON FINANCIAL GROUP
Pompano Beach, FL
·CRD# 2285153·33 years registered

Professional Summary

Patrick Michael Tucci, who also goes by Patrick M. Tucci, is a registered financial advisor currently at CELADON FINANCIAL GROUP LLC located in Pompano Beach, Florida. Patrick is registered as a RR (Registered Representative) and started their career in finance in 1993. Patrick has worked at 9 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 52 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick M. Tucci

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Current

CELADON FINANCIAL GROUP LLCCurrent·CRD# 36538
BD
Pompano Beach, FL
August 21, 2024 - Present

Past

BLUE HERON INFRASTRUCTUREPast·CRD# 315181
RIA
Norwalk, CT
September 1, 2022 - December 4, 2024
HARBOR HILLS INVESTMENT MANAGEMENTPast·CRD# 173089
RIA
Norwalk, CT
October 20, 2014 - April 25, 2016
PIPER SANDLER & CO.Past·CRD# 665
BD
New York, NY
October 7, 2010 - August 1, 2013
STERNE, AGEE & LEACH, INC.Past·CRD# 791
BD
New York, NY
May 12, 2009 - October 7, 2010
CUTWATER ASSET MANAGEMENTPast·CRD# 37214
BD
New York, NY
October 18, 2002 - June 23, 2006
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
January 3, 1996 - November 16, 2001
EATON VANCE DISTRIBUTORS, INC.Past·CRD# 8039
BD
Boston, MA
April 25, 1994 - November 27, 1995
IFMG SECURITIES, INC.Past·CRD# 14416
BD
Purchase, NY
June 8, 1993 - March 21, 1994

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Current Firm

CF
CELADON FINANCIAL GROUP LLC

CELADON FINANCIAL GROUP LLC | SECURITIES & INVESTMENT PLANNING CO. | CELADONFINANCIAL.COM

CRD#: 36538 / SEC#: 8-47288
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Mailing Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Phone Number

(973) 701-8033

Established

Delaware since 03/09/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HERSCH, DARYL SCOTTCEO/MAJORITY MEMBER/GSP/ROSFP1255474
CAMBRIA HOLDINGS, INC.MINORITY MEMBER—
NAVAS, NELSON GABRIELCFO/FINOP/GSP5092353
PASTINE, ARMAND RALPHHEAD OF CAPITAL MARKETS/GSP2257531
WALDMAN, PAUL MITCHELLCCO/AMLCO/GSP/ROSFP1885767

Disclosures

Regulatory Event

9

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Tucci is the President and owner of HARBOR HILLS INVESTMENT MANAGEMENT, CO., a private consulting firm that is currently dormant.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2009About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jun 2026About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Aug 2024About the Series 7TO exam

Series 52 — Municipal Securities Representative Examination

Passed May 2009About the Series 52 exam

Series 7 — General Securities Representative Examination

Passed Jun 1993About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Michael Tucci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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