Richard Cockerill
Professional summary
Richard Cockerill, who also goes by Richard Jon Cockerill, is a registered financial professional currently at CLARENDON INSURANCE AGENCY, INC. located in Waltham, Massachusetts.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Cockerill's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2020 - Present
CLARENDON INSURANCE AGENCY, INC.
Office #1: 230 3rd Ave 6th Floor, Waltham, MA 02451December 20, 2017 - November 14, 2019
EQUITY SERVICES, INC.
February 14, 2012 - November 7, 2017
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 11, 2005 - February 10, 2012
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 19, 1992 - February 25, 2005
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2020)
(1/22/2020)
(2/3/2023)
(1/22/2020)
Exams
FINRA
Current Firm
CLARENDON INSURANCE AGENCY, INC.
CRD#: 7395 / SEC#: , 8-21590
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CLARENDON INSURANCE AGENCY, INC.
CRD#: 7395Waltham, MA 02451TRUST BUT VERIFY
Monitor Richard Cockerill
Get automatic monthly alerts on:
