Colin G. Clark
Professional summary
Colin Grant Clark is a registered financial professional currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey.
Colin is registered as a RR (Registered Representative) and started their career in finance in 1993. Colin has worked at 5 firms and has passed the Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colin Grant Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2020 - Present
MEMX EXECUTION SERVICES LLC
Office #1: 525 Washington Boulevard Office 52, Jersey City, NJ 07310Office #2: 525 Washington Boulevard Suite 300, Jersey City, NJ 07310April 2, 2003 - March 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 1, 2000 - March 21, 2003
CITIGROUP GLOBAL MARKETS INC.
August 30, 1993 - September 3, 1998
FIDELITY BROKERAGE SERVICES LLC
February 4, 1993 - August 13, 1993
MANUFACTURERS SECURITIES SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
MEMX EXECUTION SERVICES LLC
CRD#: 304129 / SEC#: , 8-70449
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEMX HOLDINGS LLC | MEMX HOLDINGS LLC | |
| ACHARYA, ISHAAN | CHIEF FINANCIAL OFFICER | 5358383 |
| FRANZON, ANDERS WILLIAM | GENERAL COUNSEL / SECRETARY | |
| KELLNER, JONATHAN ALAN | CHIEF EXECUTIVE OFFICER | 2209043 |
| SAUERWINE, MEGAN LYNN | CONTROLLER / FINOP | 6024362 |
| STRATHMAN, LAUREN MALLORY | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6575150 |
| ZUBA, QUITO JON | DIRECTOR, HEAD OF MARKET OPERATIONS | 4660263 |
Red Flags
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